Regulatory Instruments

The ASC uses a number of regulatory instruments to administer the requirements of Alberta's securities laws. Most regulatory instruments are numbered according to the Canadian Securities Administrators (CSA) numbering system. See CSA Staff Notice 11-312 (Revised) National Numbering System for more information. 

The Regulatory Instrument table below includes all current regulatory instruments created by the ASC including the ASC Rules (General). It does not include Miscellaneous Notices.

Uniform Act Policy
ASC Notices [Old Number System]
CSA Notices [Old Number System]