Regulatory Instrument Details
44-101 Short Form Prospectus Distributions [NI]
44-101
Number
Title
Regulatory Instrument Type
Date Type
Date
44-101
Short Form Prospectus Distributions – Consolidated Version
As Amended - National Instrument - 06/09/2023
National Instrument
As Amended
06/09/2023
44-101F1
Short Form Prospectus – Consolidated Version
As Amended - Form - 06/09/2023
Form
As Amended
06/09/2023
44-101CP
Companion Policy to NI 44-101 - Consolidated Version
As Changed - Companion Policy - 06/09/2023
Companion Policy
As Changed
06/09/2023
Proposed Amendments Related to 44-101
Number
Title
Regulatory Instrument Type
Date Type
Date
44-101
Proposed Amendments to NI 44-101 (arising from NI 41-101)
Published - Proposed Amendments to Instrument - 04/07/2022
Proposed Amendments to Instrument
Published
04/07/2022
44-101CP
Proposed Changes to 44-101CP (arising from NI 51-102)
Published - Proposed Changes to Policy - 05/20/2021
Proposed Changes to Policy
Published
05/20/2021
44-101
Proposed Amendments to NI 44-101 (arising from NI 51-102)
Published - Proposed Amendments to Instrument - 05/20/2021
Proposed Amendments to Instrument
Published
05/20/2021
Number
Title
Regulatory Instrument Type
Status
Date
Request for Comment Proposed Amendments and Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers (includes comment letters received)
Published - CSA Notice - 04/07/2022
CSA Notice
Published
04/07/2022
44-501
Exempting Well-known Seasoned Issuers from Certain Prospectus Requirements - Varied
Effective - Blanket Order - 01/04/2022
Blanket Order
Effective
01/04/2022
44-306
Exempting Well-known Seasoned Issuers from Certain Prospectus Requirements
Published - CSA Notice - 12/06/2021
CSA Notice
Published
12/06/2021
Request for Comment Proposed Amendments to NI 51-102 and Other Amendments and Changes Relating to Annual and Interim Filings of Non-Investment Fund Reporting Issuers and Seeking Feedback on a Proposed Framework (includes comment letters received)
Published - CSA Notice - 05/20/2021
CSA Notice
Published
05/20/2021
41-307
Concerns Regarding An Issuer’s Financial Condition And The Sufficiency Of Proceeds From A Prospectus Offering - Revised Version
Published - CSA Notice - 03/25/2021
CSA Notice
Published
03/25/2021
43-310
Confidential Pre-File Review of Prospectuses (for non-investment fund issuers) - Revised Version
Published - CSA Notice - 03/05/2020
CSA Notice
Published
03/05/2020
41-307
Concerns regarding an Issuer's Financial Condition and the Sufficiency of Proceeds from a Prospectus Offering
Published - CSA Notice - 03/02/2012
CSA Notice
Published
03/02/2012
41-306
IFRS Transition - Prospectus Issues
Published - CSA Notice - 09/29/2011
CSA Notice
Published
09/29/2011
41-305
Share Structure Issues – Initial Public Offerings
Published - CSA Notice - 09/24/2010
CSA Notice
Published
09/24/2010
43-306
Technical Reports Filed for Prospectus Offerings
Published - CSA Notice - 06/02/2006
CSA Notice
Published
06/02/2006
Number
Title
Regulatory Instrument Type
Status
Date
44-101CP
Changes to 44-101CP (arising from NI 13-103)
Effective - Changes to Policy - 06/09/2023
Changes to Policy
Effective
06/09/2023
44-101
Amendments to NI 44-101 (arising from NI 13-103)
Effective - Amendments to Instrument - 06/09/2023
Amendments to Instrument
Effective
06/09/2023
44-101CP
Changes to 44-101CP (arising from NI 51-102)
Effective - Changes to Policy - 11/18/2020
Changes to Policy
Effective
11/18/2020
44-101
Amendments to NI 44-101
Effective - Amendments to Instrument - 06/12/2018
Amendments to Instrument
Effective
06/12/2018
Amendments to NI 44-101 (relating to Designated Rating Organizations)
Published - CSA Notice - 03/29/2018
CSA Notice
Published
03/29/2018
Request for Comment relating to Designated Rating Organizations (includes comment letters received)
Published - CSA Notice - 07/06/2017
CSA Notice
Published
07/06/2017
44-101
Amendments to NI 44-101 (arising from NI 45-106)
Effective - Amendments to Instrument - 12/08/2015
Amendments to Instrument
Effective
12/08/2015
44-101
Amendments to NI 44-101 (arising from the recognition of Aequitas NEO Exchange Inc. as an Exchange)
Effective - Amendments to Instrument - 11/17/2015
Amendments to Instrument
Effective
11/17/2015
44-302
Withdrawn - Replacement of NI 44-101 Short Form Prospectus Distributions
Withdrawn - CSA Notice - 09/12/2013
CSA Notice
Withdrawn
09/12/2013
44-101CP
Changes to 44-101CP
Effective - Changes to Policy - 08/13/2013
Changes to Policy
Effective
08/13/2013
47-302
Withdrawn - Pre-marketing of Underwriters' Options on Bought Deals
Withdrawn - CSA Notice - 08/13/2013
CSA Notice
Withdrawn
08/13/2013
44-101
Amendments to NI 44-101
Effective - Amendments to Instrument - 08/13/2013
Amendments to Instrument
Effective
08/13/2013
44-101
Amendments to NI 44-101 (arising from NI 25-101)
Effective - Amendments to Instrument - 05/31/2013
Amendments to Instrument
Effective
05/31/2013
44-101CP
Changes to 44-101CP (arising from NI 25-101)
Effective - Changes to Policy - 05/31/2013
Changes to Policy
Effective
05/31/2013
44-101
Amendments to NI 44-101
Effective - Amendments to Instrument - 05/14/2013
Amendments to Instrument
Effective
05/14/2013
44-101CP
Changes to 44-101CP
Effective - Changes to Policy - 05/14/2013
Changes to Policy
Effective
05/14/2013
44-303
Withdrawn - Filing of Notice of Intention to be Qualified to File a Short Form Prospectus under NI 44-101
Withdrawn - CSA Notice - 06/21/2012
CSA Notice
Withdrawn
06/21/2012
44-101
Amendments to NI 44-101 (arising from NI 25-101)
Effective - Amendments to Instrument - 04/20/2012
Amendments to Instrument
Effective
04/20/2012
44-101
Amendments to NI 44-101 (arising from NI 43-101)
Effective - Amendments to Instrument - 06/30/2011
Amendments to Instrument
Effective
06/30/2011
44-101CP
Changes to 44-101CP
Effective - Changes to Policy - 01/01/2011
Changes to Policy
Effective
01/01/2011
44-101
Amendments to NI 44-101
Effective - Amendments to Instrument - 01/01/2011
Amendments to Instrument
Effective
01/01/2011
44-101CP
Companion Policy to NI 44-101
Effective - Companion Policy - 03/17/2008
Companion Policy
Effective
03/17/2008
44-101
Amendments to NI 44-101 (arising from NI 41-101)
Effective - Amendments to Instrument - 03/17/2008
Amendments to Instrument
Effective
03/17/2008
44-101F1
Amendments to 44-101F1 (arising from NI 41-101)
Effective - Amendments to Instrument - 03/17/2008
Amendments to Instrument
Effective
03/17/2008
42-303
Withdrawn - Prospectus Requirements
Withdrawn - CSA Notice - 03/17/2008
CSA Notice
Withdrawn
03/17/2008
44-801
Repealed- Implementing NI 44-101 Short Form Prospectus Distributions
Repealed - ASC Rule - 03/17/2008
ASC Rule
Repealed
03/17/2008
2006 ABASC 1359
Revoked - Exemption for Solicitations of Expressions of Interest
Revoked - Blanket Order - 03/17/2008
Blanket Order
Revoked
03/17/2008
44-101F1
Amendments to 44-101F1 (arising from repeal of NP 48)
Effective - Amendments to Instrument - 12/31/2007
Amendments to Instrument
Effective
12/31/2007
44-101CP
Changes to 44-101CP (arising from repeal of NP 48)
Effective - Changes to Policy - 12/31/2007
Changes to Policy
Effective
12/31/2007
43-701
Withdrawn - Amended Staff Notice of Oil And Gas Reserves Estimates and Reports
Withdrawn - ASC Notice - 12/21/2007
ASC Notice
Withdrawn
12/21/2007
43-701
Withdrawn - Oil and Gas Reserves Estimates and Reports
Withdrawn - ASC Notice - 12/21/2007
ASC Notice
Withdrawn
12/21/2007
44-701
Withdrawn - Notice Re Oil and Gas Reserves Disclosure in NI 44-101 AIFs
Withdrawn - ASC Notice - 12/21/2007
ASC Notice
Withdrawn
12/21/2007
44-101
Amendments to NI 44-101 (arising from NI 52-102)
Effective - Amendments to Instrument - 12/29/2006
Amendments to Instrument
Effective
12/29/2006
44-101F1
Amendments to 44-101F1 (arising from NI 51-102)
Effective - Amendments to Instrument - 12/29/2006
Amendments to Instrument
Effective
12/29/2006
Notice Exemption for Solicitations of Expressions of Interest
Published - ASC Notice - 05/18/2006
ASC Notice
Published
05/18/2006
44-101
Short Form Prospectus Distributions
Effective - National Instrument - 12/30/2005
National Instrument
Effective
12/30/2005
44-101CP
Companion Policy to NI 44-101
Effective - Companion Policy - 12/30/2005
Companion Policy
Effective
12/30/2005
Notice of Consequential Amendments - Replacement of NI 44-101
Published - CSA Notice - 10/21/2005
CSA Notice
Published
10/21/2005
Notice of Replacement of NI 44-101 Short Form Prospectus Distributions
Published - CSA Notice - 10/21/2005
CSA Notice
Published
10/21/2005
Notice and request for comment of proposed repeal and replacement of NI 44-101, Form 44-101F3 and 44-101CP (including comment letters received)
Published - CSA Notice - 01/07/2005
CSA Notice
Published
01/07/2005
Notice of proposed consequential amendments arising from the proposed repeal and replacement of NI 44-101
Published - ASC Notice - 01/07/2005
ASC Notice
Published
01/07/2005
44-101
Amendments to NI 44-101
Effective - Amendments to Instrument - 01/04/2005
Amendments to Instrument
Effective
01/04/2005
44-101CP
Changes to 44-101CP
Effective - Changes to Policy - 01/04/2005
Changes to Policy
Effective
01/04/2005
Notice of amendments to NI 44-101, 44-101 F3 and 44-101 CP
Published - CSA Notice - 10/22/2004
CSA Notice
Published
10/22/2004
44-101
Amendments to NI 44-101 (arising from NI 51-102)
Effective - Amendments to Instrument - 03/30/2004
Amendments to Instrument
Effective
03/30/2004
44-101CP
Changes to NI 44-101CP (arising from NI 51-102)
Effective - Changes to Policy - 03/30/2004
Changes to Policy
Effective
03/30/2004
Notice and request for comment of proposed amendments to NI 44-101, Form 44-101F3 and 44-101CP
Published - CSA Notice - 01/30/2004
CSA Notice
Published
01/30/2004
44-101
Amendment to NI 44-101 (arising from NI 51-101)
Effective - Amendments to Instrument - 09/30/2003
Amendments to Instrument
Effective
09/30/2003
44-101F1
Amendment to 44-101F1 (arising from NI 51-101)
Effective - Amendments to Instrument - 09/30/2003
Amendments to Instrument
Effective
09/30/2003
44-101F3
Amendment to 44-101F3 (arising from NI 51-101)
Effective - Amendments to Instrument - 09/30/2003
Amendments to Instrument
Effective
09/30/2003
43-701
Amendments to ASC Notice 43-701
Published - ASC Notice - 09/26/2003
ASC Notice
Published
09/26/2003
44-101
Short Form Prospectus Distributions
Effective - National Instrument - 12/31/2000
National Instrument
Effective
12/31/2000
44-101CP
Companion Policy to NI 44-101
Effective - Companion Policy - 12/31/2000
Companion Policy
Effective
12/31/2000
07/22/1993
Revoked - The Prompt Offering Qualification System and the solicitation of expressions of interest
Revoked - Blanket Order - 12/31/2000
Blanket Order
Revoked
12/31/2000
Notice of Implementation of NI 44-101 and repeal of NP 47
Published - ASC Notice - 10/13/2000
ASC Notice
Published
10/13/2000
02/17/1993
Revoked - National Policy Statement No. 47 - Prompt Offering Qualification System
Revoked - Blanket Order - 06/16/1993
Blanket Order
Revoked
06/16/1993
News Releases Related to 44-101
Title
Date
Sep 05, 2019
Mar 29, 2018
Jul 06, 2017