Intelligent regulation. Investor protection.

The 2025 ASC Annual Report is now available

View report

CSA 2025-2028 Business Plan

Learn more

Corporate Finance video series

On-demand, educational video series for reporting issuers, insiders, and businesses looking to go public now available!

Learn more

Important information for Canadian investors of XT.com and CoinEx

Investors advised to withdraw funds as soon as possible

Learn more

Investment Caution List

Access the ASC’s list of companies, individuals and websites that may pose a high risk to investors

Learn more

Webinar: How to file a Report of Exempt Distribution

Video recording available now

View now

2025 Energy Matters Information Session

Video recording available now

Learn more

2025 Corporate Finance Disclosure Information Session

Video recording available now

Learn more

Are you interested in learning more about effective energy disclosure?

Check out the 2024 Energy Matters Report

View Report

Want to enhance your corporate reporting?

Learn more in the 2024 Corporate Finance Disclosure Report

View Report

Alberta-based registered firms

Confirm you have accurate information

Check the list

Are you a whistleblower?

Visit the Office of the Whistleblower (OWB) to learn more

Go to the OWB

Entrepreneurs, start-ups and small business owners

Exemptions and other information to help raise capital

Learn more

ASC Connect 2024: Fostering a thriving Alberta market

Videos available now!

Learn more

Interested in a career that is both professionally and personally rewarding?

Learn what the ASC has to offer and see what opportunities are available

Visit Careers

Want to learn more about the capital market in Alberta?

Read the 2024 Alberta Capital Market Report

View report

Investing in crypto assets

Learn the fundamentals with the new CheckFirst guide

Learn more

Enhance your knowledge of National Instrument 51-101 Standards of Disclosure For Oil and Gas Activities

Video recording available now

Learn more

SEDAR+ is live

Learn more

Need further information on how to disclose Non-GAAP and Other Financial Measures (NI 52-112)?

Alberta Securities Commission (ASC)

The regulatory agency responsible for administering the province's securities laws

Learn more

Intelligent regulation. Investor protection.

The 2025 ASC Annual Report is now available

View report

CSA 2025-2028 Business Plan

Learn more

Corporate Finance video series

On-demand, educational video series for reporting issuers, insiders, and businesses looking to go public now available!

Learn more

Important information for Canadian investors of XT.com and CoinEx

Investors advised to withdraw funds as soon as possible

Learn more

Investment Caution List

Access the ASC’s list of companies, individuals and websites that may pose a high risk to investors

Learn more

Webinar: How to file a Report of Exempt Distribution

Video recording available now

View now

2025 Energy Matters Information Session

Video recording available now

Learn more

2025 Corporate Finance Disclosure Information Session

Video recording available now

Learn more

Are you interested in learning more about effective energy disclosure?

Check out the 2024 Energy Matters Report

View Report

Want to enhance your corporate reporting?

Learn more in the 2024 Corporate Finance Disclosure Report

View Report

Alberta-based registered firms

Confirm you have accurate information

Check the list

Are you a whistleblower?

Visit the Office of the Whistleblower (OWB) to learn more

Go to the OWB

Entrepreneurs, start-ups and small business owners

Exemptions and other information to help raise capital

Learn more

ASC Connect 2024: Fostering a thriving Alberta market

Videos available now!

Learn more

Interested in a career that is both professionally and personally rewarding?

Learn what the ASC has to offer and see what opportunities are available

Visit Careers

Want to learn more about the capital market in Alberta?

Read the 2024 Alberta Capital Market Report

View report

Investing in crypto assets

Learn the fundamentals with the new CheckFirst guide

Learn more

Enhance your knowledge of National Instrument 51-101 Standards of Disclosure For Oil and Gas Activities

Video recording available now

Learn more

SEDAR+ is live

Learn more

Need further information on how to disclose Non-GAAP and Other Financial Measures (NI 52-112)?

Learn more

Alberta Securities Commission (ASC)

The regulatory agency responsible for administering the province's securities laws

Learn more

News Release

07.15.2025

CSA consults on proposed process refinements and oversight for a dispute resolution service for investor complaints

News Release

07.14.2025

ASC permanently bans Raymond Cawaling and RTAX Financial Corp. for contravening Alberta securities laws

News Release

07.10.2025

CSA announces final amendments to Multilateral Instrument 13-102 System Fee

News Release

07.03.2025

CSA issues guidance about regulatory concerns with certain asset or business acquisitions

News Release

07.02.2025

ASC alleges Terrance Anthony Sweeney breached Alberta securities laws

News Release

06.26.2024

Canadian securities regulators propose prohibiting the use of chargebacks in the distribution of investment funds

News Release

06.26.2025

CSA publishes 3-year Business Plan focused on competition and investor protection

News Release

06.19.2025

Canadian securities regulators launch consultation on ETF framework

News Release

06.19.2025

CSA revises “venture issuer” definition and codifies form of proxy requirement

Want to learn more about raising capital for small business? Visit the COMMON CAPITAL RAISING PROSPECTUS EXEMPTIONS page.

Protect yourself. Check the Alberta-Based Registrant List and Investment Caution List

 

Make a Complaint

Submit a Whistleblower Tip

Investment Dealers and Mutual Fund Dealers: Interested in learning more about CIRO delegation? CLICK HERE TO VIEW FAQs

Status of Current Proceedings

NOTICES, DECISIONS AND ORDERS

CAREERS AT THE ASC

Strengthen your investor knowledge, visit CheckFirst.ca