ASC Connect 2024: Fostering a thriving Alberta market

Early bird registration is now open. Check out the agenda!

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Investment Caution List

Access the ASC’s list of companies, individuals and websites that may pose a high risk to investors.

Learn more

ScamShield: Investor Protection Challenge

Seeking new and innovative solutions to address online crypto investment fraud

Learn more

Want to learn more about the capital market in Alberta?

Read the 2024 Alberta Capital Market Report

View report

Alberta-based registered firms

Confirm you have accurate information

Check the list

Investing in crypto assets

Learn the fundamentals with the new CheckFirst guide

Learn more

CSA 2023-2024 Year in Review

View report

Intelligent regulation. Investor protection.

The 2024 ASC Annual Report is now available

View report

Enhance your knowledge of National Instrument 51-101 Standards of Disclosure For Oil and Gas Activities

Video recording available now

Learn more

Energy Matters Information Session

Video recording available now

Learn more

Corporate Finance Disclosure Information Session

Video recording available now

Learn more

Want to enhance your corporate reporting?

Learn more in the 2023 Corporate Finance Disclosure Report

View Report

Are you interested in learning more about effective energy disclosure?

Check out the 2023 Energy Matters Report

View Report

SEDAR+ is live

Learn more

Need further information on how to disclose Non-GAAP and Other Financial Measures (NI 52-112)?

Learn more

Entrepreneurs, start-ups and small business owners

Exemptions and other information to help raise capital

Learn more

Interested in a career that is both professionally and personally rewarding?

Learn what the ASC has to offer and see what opportunities are available

Visit Careers

Are you a whistleblower?

Visit the Office of the Whistleblower (OWB) to learn more

Go to the OWB

Alberta Securities Commission (ASC)

The regulatory agency responsible for administering the province's securities laws

Learn more

ASC Connect 2024: Fostering a thriving Alberta market

Early bird registration is now open. Check out the agenda!

Learn more

Investment Caution List

Access the ASC’s list of companies, individuals and websites that may pose a high risk to investors.

Learn more

ScamShield: Investor Protection Challenge

Seeking new and innovative solutions to address online crypto investment fraud

Learn more

Want to learn more about the capital market in Alberta?

Read the 2024 Alberta Capital Market Report

View report

Alberta-based registered firms

Confirm you have accurate information

Check the list

Investing in crypto assets

Learn the fundamentals with the new CheckFirst guide

Learn more

CSA 2023-2024 Year in Review

View report

Intelligent regulation. Investor protection.

The 2024 ASC Annual Report is now available

View report

Enhance your knowledge of National Instrument 51-101 Standards of Disclosure For Oil and Gas Activities

Video recording available now

Learn more

Energy Matters Information Session

Video recording available now

Learn more

Corporate Finance Disclosure Information Session

Video recording available now

Learn more

Want to enhance your corporate reporting?

Learn more in the 2023 Corporate Finance Disclosure Report

View Report

Are you interested in learning more about effective energy disclosure?

Check out the 2023 Energy Matters Report

View Report

SEDAR+ is live

Learn more

Need further information on how to disclose Non-GAAP and Other Financial Measures (NI 52-112)?

Learn more

Entrepreneurs, start-ups and small business owners

Exemptions and other information to help raise capital

Learn more

Interested in a career that is both professionally and personally rewarding?

Learn what the ASC has to offer and see what opportunities are available

Visit Careers

Are you a whistleblower?

Visit the Office of the Whistleblower (OWB) to learn more

Go to the OWB

Alberta Securities Commission (ASC)

The regulatory agency responsible for administering the province's securities laws

Learn more

News Release

09.18.2024

Alberta Securities Commission warns public about TrueEx LLC

News Release

09.12.2024

Canadian securities regulators publish Derivatives Business Conduct Rule FAQs

News Release

09.09.2024

ASC alleges public company Atacama Resources International Inc. and Glenn Brian Grant breached an ASC Cease Trade Order

News Release

09.04.2024

New challenge seeks to tackle online crypto investment fraud with innovation

News Release

08.15.2024

Ronald James Aitkens sentenced to four years in jail for fraud and misleading statements

News Release

08.13.2024

ASC extends Interim Order against Calgary resident Craig Michael Thompson, Black Box Management Corp., and Invader Management Ltd. 

News Release

08.12.2024

Ronald James Aitkens apprehended and returned to Canada to face sentencing

News Release

08.06.2024

CSA and CIRO expect crypto trading platforms to prioritize applications for investment dealer registration and CIRO membership

News Release

08.01.2024

Canadian securities regulators propose targeted changes to certain rules and policies, including to definition of “venture issuer”

Want to learn more about raising capital for small business? Visit the COMMON CAPITAL RAISING PROSPECTUS EXEMPTIONS page.

Protect yourself. Check the Alberta-Based Registrant List and Investment Caution List

 

Make a Complaint

Submit a Whistleblower Tip

Download the ASC's new investment scams and red flags infographic. Visit CheckFirst.ca

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CAREERS AT THE ASC