Investment Caution List

Access the ASC’s list of companies, individuals and websites that may pose a high risk to investors

Learn more

Webinar: How to file a Report of Exempt Distribution

Video recording available now

View now

2025 Energy Matters Information Session

Video recording available now

Learn more

2025 Corporate Finance Disclosure Information Session

Video recording available now

Learn more

Are you interested in learning more about effective energy disclosure?

Check out the 2024 Energy Matters Report

View Report

Want to enhance your corporate reporting?

Learn more in the 2024 Corporate Finance Disclosure Report

View Report

Alberta-based registered firms

Confirm you have accurate information

Check the list

Are you a whistleblower?

Visit the Office of the Whistleblower (OWB) to learn more

Go to the OWB

Entrepreneurs, start-ups and small business owners

Exemptions and other information to help raise capital

Learn more

ASC Connect 2024: Fostering a thriving Alberta market

Videos available now!

Learn more

Interested in a career that is both professionally and personally rewarding?

Learn what the ASC has to offer and see what opportunities are available

Visit Careers

Want to learn more about the capital market in Alberta?

Read the 2024 Alberta Capital Market Report

View report

Investing in crypto assets

Learn the fundamentals with the new CheckFirst guide

Learn more

CSA 2023-2024 Year in Review

View report

Intelligent regulation. Investor protection.

The 2024 ASC Annual Report is now available

View report

Enhance your knowledge of National Instrument 51-101 Standards of Disclosure For Oil and Gas Activities

Video recording available now

Learn more

SEDAR+ is live

Learn more

Need further information on how to disclose Non-GAAP and Other Financial Measures (NI 52-112)?

Learn more

Alberta Securities Commission (ASC)

The regulatory agency responsible for administering the province's securities laws

Learn more

Investment Caution List

Access the ASC’s list of companies, individuals and websites that may pose a high risk to investors

Learn more

Webinar: How to file a Report of Exempt Distribution

Video recording available now

View now

2025 Energy Matters Information Session

Video recording available now

Learn more

2025 Corporate Finance Disclosure Information Session

Video recording available now

Learn more

Are you interested in learning more about effective energy disclosure?

Check out the 2024 Energy Matters Report

View Report

Want to enhance your corporate reporting?

Learn more in the 2024 Corporate Finance Disclosure Report

View Report

Alberta-based registered firms

Confirm you have accurate information

Check the list

Are you a whistleblower?

Visit the Office of the Whistleblower (OWB) to learn more

Go to the OWB

Entrepreneurs, start-ups and small business owners

Exemptions and other information to help raise capital

Learn more

ASC Connect 2024: Fostering a thriving Alberta market

Videos available now!

Learn more

Interested in a career that is both professionally and personally rewarding?

Learn what the ASC has to offer and see what opportunities are available

Visit Careers

Want to learn more about the capital market in Alberta?

Read the 2024 Alberta Capital Market Report

View report

Investing in crypto assets

Learn the fundamentals with the new CheckFirst guide

Learn more

CSA 2023-2024 Year in Review

View report

Intelligent regulation. Investor protection.

The 2024 ASC Annual Report is now available

View report

Enhance your knowledge of National Instrument 51-101 Standards of Disclosure For Oil and Gas Activities

Video recording available now

Learn more

SEDAR+ is live

Learn more

Need further information on how to disclose Non-GAAP and Other Financial Measures (NI 52-112)?

Learn more

Alberta Securities Commission (ASC)

The regulatory agency responsible for administering the province's securities laws

Learn more

News Release

05.22.2024

Canadian securities regulators expect to provide temporary relief from requirements for delivering proxy-related materials in event of postal suspension

News Release

05.15.2025

ASC alleges GIC Capital Corp., Maljaars Financial Inc., Jeff Barrie Wilkie and Robert Jacob Maljaars breached Alberta securities laws

News Release

05.14.2025

CSA expands capital-raising options for listed issuers

News Release

05.01.2025

CSA publishes FAQ and a suggested form of notice of significant error or omission for derivatives reporting

News Release

04.28.2025

ASC finds that ‘finfluencer’ James Domenic Floreani and Jayconomics Inc. breached Alberta securities laws

News Release

04.23.2025

CSA updates market on approach to climate-related and diversity-related disclosure projects

News Release

04.17.2025

Canadian securities regulators publish amendments pertaining to investment funds investing in crypto assets

News Release

04.17.2025

Canadian securities regulators announce actions to support competitiveness of Canadian markets

News Release

04.16.2024

ASC alleges Trust Management Services Inc. and Jelle Braaksma breached Alberta securities laws.

Want to learn more about raising capital for small business? Visit the COMMON CAPITAL RAISING PROSPECTUS EXEMPTIONS page.

Protect yourself. Check the Alberta-Based Registrant List and Investment Caution List

 

Make a Complaint

Submit a Whistleblower Tip

Investment Dealers and Mutual Fund Dealers: Interested in learning more about CIRO delegation? CLICK HERE TO VIEW FAQs

Status of Current Proceedings

NOTICES, DECISIONS AND ORDERS

CAREERS AT THE ASC

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