Regulatory Instrument Details

Securities Law & Policy

93-102 Request for Comment Proposed NI 93-102 Derivatives: Registration and Proposed Related Companion Policy [CSA Notice]

93-102
Number
Title
Regulatory Instrument Type
Date Type
Date
Request for Comment Proposed NI 93-102 Derivatives: Registration and Proposed Related Companion Policy (includes comment letters received)
Published - CSA Notice - 04/19/2018
CSA Notice
Published
04/19/2018

Proposed Amendments Related to 93-102

No documents found
Related (1) Historic (1)
Number
Title
Regulatory Instrument Type
Status
Date
91-401
Over-the-Counter Derivatives Regulation in Canada
Published - Consultation Paper - 11/02/2010
Consultation Paper
Published
11/02/2010
Number
Title
Regulatory Instrument Type
Status
Date
91-407
Derivatives: Registration
Published - Consultation Paper - 04/18/2013
Consultation Paper
Published
04/18/2013

News Releases Related to 93-102

Title
Date
Canadian securities regulators seek second round of input on proposed business conduct rules for derivatives dealers and advisers
Jun 14, 2018
Canadian securities regulators seek input on the proposed derivatives registration rule
Apr 19, 2018