Regulatory Instrument Details
44-102 Shelf Distributions [NI]
44-102
Number
Title
Regulatory Instrument Type
Date Type
Date
44-102
Shelf Distributions – Consolidated Version
As Amended - National Instrument - 06/09/2023
National Instrument
As Amended
06/09/2023
44-102
Amendments to NI 44-102
Effective - Amendments to Instrument - 04/16/2024
Amendments to Instrument
Effective
04/16/2024
44-102CP
Companion Policy to NI 44 102 – Consolidated Version
As Changed - Companion Policy - 06/09/2023
Companion Policy
As Changed
06/09/2023
44-102CP
Changes to 44-102CP
Effective - Changes to Policy - 04/16/2024
Changes to Policy
Effective
04/16/2024
CSA Notice of Publication Amendments to Implement an Access Model for Prospectuses of Non-Investment Fund Reporting Issuers
Published - CSA Notice - 01/11/2024
CSA Notice
Published
01/11/2024
Proposed Amendments Related to 44-102
Number
Title
Regulatory Instrument Type
Date Type
Date
Request for Comment Proposed Amendments to NI 44-102 Shelf Distributions Relating to Well-known Seasoned Issuers
Published - CSA Notice - 09/21/2023
CSA Notice
Published
09/21/2023
44-102
Proposed Amendments to NI 44-102 (arising from NI 51-102)
Published - Proposed Amendments to Instrument - 05/20/2021
Proposed Amendments to Instrument
Published
05/20/2021
Number
Title
Regulatory Instrument Type
Status
Date
11-202
Process for Prospectus Reviews in Multiple Jurisdictions - Consolidated Version
As Changed - National Policy - 06/09/2023
National Policy
As Changed
06/09/2023
44-501
Exempting Well-known Seasoned Issuers from Certain Prospectus Requirements - Varied
Effective - Blanket Order - 01/04/2022
Blanket Order
Effective
01/04/2022
44-306
Exempting Well-known Seasoned Issuers from Certain Prospectus Requirements
Published - CSA Notice - 12/06/2021
CSA Notice
Published
12/06/2021
Request for Comment Proposed Amendments to NI 51-102 and Other Amendments and Changes Relating to Annual and Interim Filings of Non-Investment Fund Reporting Issuers and Seeking Feedback on a Proposed Framework (includes comment letters received)
Published - CSA Notice - 05/20/2021
CSA Notice
Published
05/20/2021
43-310
Confidential Pre-File Review of Prospectuses (for non-investment fund issuers) - Revised Version
Published - CSA Notice - 03/05/2020
CSA Notice
Published
03/05/2020
44-305
2015 Update – Structured Notes Distributed Under the Shelf Prospectus System
Published - CSA Notice - 01/22/2015
CSA Notice
Published
01/22/2015
44-304
Linked Notes Distributed Under Shelf Prospectus System
Published - CSA Notice - 07/20/2007
CSA Notice
Published
07/20/2007
Number
Title
Regulatory Instrument Type
Status
Date
44-102
Amendments to NI 44-102 (arising from NI 13-103)
Effective - Amendments to Instrument - 06/09/2023
Amendments to Instrument
Effective
06/09/2023
44-102CP
Changes to 44-102CP (arising from NI 13-103)
Effective - Changes to Policy - 06/09/2023
Changes to Policy
Effective
06/09/2023
44-102CP
Changes to 44-102 CP
Effective - Changes to Policy - 08/31/2020
Changes to Policy
Effective
08/31/2020
44-102
Amendments to NI 44-102
Effective - Amendments to Instrument - 08/31/2020
Amendments to Instrument
Effective
08/31/2020
Amendments to NI 44-102 and Changes to 44-102CP
Published - CSA Notice - 06/04/2020
CSA Notice
Published
06/04/2020
Request for Comment Proposed Amendments to NI 44-102 Shelf Distributions (includes comment letters received)
Published - CSA Notice - 05/09/2019
CSA Notice
Published
05/09/2019
44-102
Amendments to NI 44-102 (arising from NI 44-101)
Effective - Amendments to Instrument - 06/12/2018
Amendments to Instrument
Effective
06/12/2018
44-102
Amendments to NI 44-102 (arising from NI 81-102)
Effective - Amendments to Instrument - 09/22/2014
Amendments to Instrument
Effective
09/22/2014
44-102
Amendments to NI 44-102
Effective - Amendments to Instrument - 08/13/2013
Amendments to Instrument
Effective
08/13/2013
44-102CP
Changes to 44-102CP
Effective - Changes to Policy - 08/13/2013
Changes to Policy
Effective
08/13/2013
44-102
Amendments to NI 44-102
Effective - Amendments to Instrument - 05/31/2013
Amendments to Instrument
Effective
05/31/2013
44-102CP
Changes to 44-102CP
Effective - Changes to Policy - 05/31/2013
Changes to Policy
Effective
05/31/2013
44-102
Amendments to NI 44-102 Shelf Distributions
Effective - Amendments to Instrument - 05/14/2013
Amendments to Instrument
Effective
05/14/2013
44-102CP
Changes to 44-102CP
Effective - Changes to Policy - 05/14/2013
Changes to Policy
Effective
05/14/2013
44-102
Amendments to NI 44-102
Effective - Amendments to Instrument - 01/01/2011
Amendments to Instrument
Effective
01/01/2011
44-802
Repealed - Implementing NI 44-102 Shelf Distributions
Published - ASC Rule - 03/17/2008
ASC Rule
Published
03/17/2008
44-102CP
Changes to 44-102CP (arising from NI 41-101)
Effective - Changes to Policy - 03/17/2008
Changes to Policy
Effective
03/17/2008
44-102
Amendments to NI 44-102 (arising from NI 41-101)
Effective - Amendments to Instrument - 03/17/2008
Amendments to Instrument
Effective
03/17/2008
44-102
Amendments to NI 44-102 (arising from NI 44-101)
Effective - Amendments to Instrument - 12/30/2005
Amendments to Instrument
Effective
12/30/2005
44-102CP
Changes to 44-102CP (arising from NI 44-101)
Effective - Changes to Policy - 12/30/2005
Changes to Policy
Effective
12/30/2005
05/09/1991
Revoked - Re: NP 44 - Rules for Shelf Prospectus Offerings and for Pricing Offerings after the Final Prospectus is Receipted
Revoked - Blanket Order - 12/31/2000
Blanket Order
Revoked
12/31/2000
44-102
Shelf Distributions
Effective - National Instrument - 12/31/2000
National Instrument
Effective
12/31/2000
44-102CP
Companion Policy to NI 44-102
Effective - Companion Policy - 12/31/2000
Companion Policy
Effective
12/31/2000
Notice of implementation of NI 44-102 and repeal of NP 44
Published - ASC Notice - 10/13/2000
ASC Notice
Published
10/13/2000
News Releases Related to 44-102
Title
Date
May 09, 2019
Mar 29, 2018
Jul 06, 2017