Regulatory Instrument Details

Securities Law & Policy

81-101 Mutual Fund Prospectus Disclosure [NI]

81-101
Number
Title
Regulatory Instrument Type
Date Type
Date
81-101
Mutual Fund Prospectus Disclosure - Consolidated Version
As Amended - National Instrument - 01/06/2022
National Instrument
As Amended
01/06/2022
81-101F1
Contents of Simplified Prospectus - Consolidated Version
As Amended - Form - 06/09/2023
Form
As Amended
06/09/2023
81-101F2
Contents of Annual Information Form - Consolidated Version
As Amended - Form - 06/09/2023
Form
As Amended
06/09/2023
81-101F3
Contents of Fund Facts Document - Consolidated Version
As Amended - Form - 06/01/2022
Form
As Amended
06/01/2022
81-101CP
Companion Policy to NI 81-101 - Consolidated Version
As Changed - Companion Policy - 06/09/2023
Companion Policy
As Changed
06/09/2023

Proposed Amendments Related to 81-101

Number
Title
Regulatory Instrument Type
Date Type
Date
81-101
Proposed Amendments to NI 81-101 (arising from NI 81-106)
Published - Proposed Amendments to Instrument - 09/27/2022
Proposed Amendments to Instrument
Published
09/27/2022
Request for Comment Proposed Amendments NI 81-101 and Consultation Paper on a Base Shelf Prospectus Filing Model for Investment Funds in Continuous Distribution (includes comment letters received)
Published - CSA Notice - 01/27/2022
CSA Notice
Published
01/27/2022
81-101
Proposed Amendments to NI 81-101 (arising from NI 51-102)
Published - Proposed Amendments to Instrument - 05/20/2021
Proposed Amendments to Instrument
Published
05/20/2021
Related (5) Historic (60)
Number
Title
Regulatory Instrument Type
Status
Date
Proposed Amendments to NI 81-106
Published - CSA Notice - 09/27/2022
CSA Notice
Published
09/27/2022
Request for Comment Proposed Amendments to NI 51-102 and Other Amendments and Changes Relating to Annual and Interim Filings of Non-Investment Fund Reporting Issuers and Seeking Feedback on a Proposed Framework (includes comment letters received)
Published - CSA Notice - 05/20/2021
CSA Notice
Published
05/20/2021
81-507
Extension of Certain Filing, Delivery and Prospectus Renewal Requirements for Investment Funds with Deadlines During the Period from June 2 to September 30, 2020
Effective - Blanket Order - 05/20/2020
Blanket Order
Effective
05/20/2020
81-505
Extension of Certain Filing, Delivery and Prospectus Renewal Requirements for Investment Funds
Effective - Blanket Order - 03/23/2020
Blanket Order
Effective
03/23/2020
Request for Comment Proposed Amendments to NI 81-102 Investment Funds and Related Consequential Amendments (includes comment letters received)
Published - CSA Notice - 12/10/2015
CSA Notice
Published
12/10/2015
Number
Title
Regulatory Instrument Type
Status
Date
81-101CP
Changes to 81-101CP (arising from NI 13-103)
Effective - Changes to Policy - 06/09/2023
Changes to Policy
Effective
06/09/2023
81-101
Amendments to NI 81-101 (arising from NI 13-103)
Effective - Amendments to Instrument - 06/09/2023
Amendments to Instrument
Effective
06/09/2023
81-101
Amendments to NI 81-101 (arising from NI 81-105)
Effective - Amendments to Instrument - 06/01/2022
Amendments to Instrument
Effective
06/01/2022
81-101CP
Changes to 81-101CP (arising from NI 81-105)
Effective - Changes to Policy - 06/01/2022
Changes to Policy
Effective
06/01/2022
81-101
Amendment to NI 81-101 (arising from NI 81-102)
Effective - Amendments to Instrument - 01/06/2022
Amendments to Instrument
Effective
01/06/2022
81-101CP
Changes to 81-101CP (arising from NI 81-102)
Effective - Changes to Policy - 01/06/2022
Changes to Policy
Effective
01/06/2022
Amendments Reducing Regulatory Burden for Investment Fund Issuers Phase 2, Stage 1
Published - CSA Notice - 10/07/2021
CSA Notice
Published
10/07/2021
81-101
Amendments to NI 81-101 (arising from NI 81-105)
Effective - Amendments to Instrument - 12/31/2020
Amendments to Instrument
Effective
12/31/2020
Request for Comment Proposed Amendments and Changes (regarding Reducing Regulatory Burden for investment Fund Issuers)
Published - CSA Notice - 09/12/2019
CSA Notice
Published
09/12/2019
81-101
Amendments to NI 81-101 (arising from NI 81-102) (Alberta only)
Effective - Amendments to Instrument - 01/03/2019
Amendments to Instrument
Effective
01/03/2019
81-101
Amendments to NI 81-101 (arising from NI 81-102)
Effective - Amendments to Instrument - 01/03/2019
Amendments to Instrument
Effective
01/03/2019
81-101CP
Changes to 81-101CP (arising from NI 81-102)
Effective - Changes to Policy - 03/08/2017
Changes to Policy
Effective
03/08/2017
81-101
Amendments to NI 81-101 (arising from NI 81-102)
Effective - Amendments to Instrument - 03/08/2017
Amendments to Instrument
Effective
03/08/2017
81-101
Amendments to NI 81-101 (arising from the recognition of Aequitas NEO Exchange Inc. as an Exchange)
Effective - Amendments to Instrument - 11/17/2015
Amendments to Instrument
Effective
11/17/2015
81-101CP
Changes to 81-101CP
Effective - Changes to Policy - 03/11/2015
Changes to Policy
Effective
03/11/2015
81-101
Amendments to NI 81-101
Effective - Amendments to Instrument - 03/11/2015
Amendments to Instrument
Effective
03/11/2015
Amendments to NI 81-101
Published - CSA Notice - 12/11/2014
CSA Notice
Published
12/11/2014
81-101
Amendments to 81-101 (arising from NI 81-102)
Effective - Amendments to Instrument - 09/22/2014
Amendments to Instrument
Effective
09/22/2014
Request for Comment Proposed Amendments to NI 81-101 and 81-101CP
Published - CSA Notice - 03/26/2014
CSA Notice
Published
03/26/2014
81-101
Amendments to NI 81-101 (arising from NI 81-106)
Effective - Amendments to Instrument - 01/01/2014
Amendments to Instrument
Effective
01/01/2014
81-101CP
Changes to 81-101CP (arising from NI 81-106)
Effective - Changes to Policy - 01/01/2014
Changes to Policy
Effective
01/01/2014
81-101CP
Changes to 81-101CP
Effective - Changes to Policy - 09/01/2013
Changes to Policy
Effective
09/01/2013
81-101
Amendments to NI 81-101
Effective - Amendments to Instrument - 09/01/2013
Amendments to Instrument
Effective
09/01/2013
Amendments to NI 81-101 and Consequential Amendments
Published - CSA Notice - 06/13/2013
CSA Notice
Published
06/13/2013
81-101
Amendments to NI 81-101 (arising from NI 25-101)
Effective - Amendments to Instrument - 05/31/2013
Amendments to Instrument
Effective
05/31/2013
81-101
Amendments to NI 81-101
Effective - Amendments to Instrument - 05/14/2013
Amendments to Instrument
Effective
05/14/2013
81-101CP
Changes to 81-101CP
Effective - Changes to Policy - 05/14/2013
Changes to Policy
Effective
05/14/2013
Request for Comment Proposed Amendments to NI 81-101 and Consequential Amendments
Published - CSA Notice - 06/21/2012
CSA Notice
Published
06/21/2012
81-101
Amendments to NI 81-101 (arising from NI 81-102)
Effective - Amendments to Instrument - 04/30/2012
Amendments to Instrument
Effective
04/30/2012
Request for Comment Proposed Amendments to NI 81-101 and Consequential Amendments
Published - CSA Notice - 08/12/2011
CSA Notice
Published
08/12/2011
Request for Comment Proposed Amendments to NI 41-101, NI 44-101, NI 44-102, NI 81-101 and Consequential Amendments
Published - CSA Notice - 07/15/2011
CSA Notice
Published
07/15/2011
81-101F3
Contents of Fund Facts Document
Effective - Form - 01/01/2011
Form
Effective
01/01/2011
81-101
Amendments to NI 81-101
Effective - Amendments to Instrument - 01/01/2011
Amendments to Instrument
Effective
01/01/2011
81-102CP
Changes to 81-101CP
Effective - Changes to Policy - 01/01/2011
Changes to Policy
Effective
01/01/2011
Implementation of Stage 1 of Point of Sale Disclosure for Mutual Funds and Amendments to NI 81-101
Published - CSA Notice - 10/06/2010
CSA Notice
Published
10/06/2010
81-101
Amendments to NI 81-101 (arising from NI 23-102)
Effective - Amendments to Instrument - 06/30/2010
Amendments to Instrument
Effective
06/30/2010
Amendments to NI 81-101 and NI 41-101
Published - CSA Notice - 04/09/2010
CSA Notice
Published
04/09/2010
81-310
Withdrawn - Frequently Asked Questions Regarding the Fund of Fund Amendments
Withdrawn - CSA Notice - 02/19/2010
CSA Notice
Withdrawn
02/19/2010
Proposed Amendments to NI 81-101 and NI 41-101
Published - CSA Notice - 10/09/2009
CSA Notice
Published
10/09/2009
Request for Comment Implementation of Point of Sale Disclosure for Mutual Funds and Proposed Amendments to NI 81-101
Published - CSA Notice - 06/19/2009
CSA Notice
Published
06/19/2009
81-101
Amendments to NI 81-101 (arising from NI 81-106)
Effective - Amendments to Instrument - 09/08/2008
Amendments to Instrument
Effective
09/08/2008
81-101
Amendments to NI 81-101 (arising from NI 41-101)
Effective - Amendments to Instrument - 03/17/2008
Amendments to Instrument
Effective
03/17/2008
81-101CP
Changes to Companion Policy to NI 81-101 (arising from NI 41-101)
Effective - Changes to Policy - 03/17/2008
Changes to Policy
Effective
03/17/2008
81-101
Amendments to NI 81-101 (arising from NI 81-107)
Effective - Amendments to Instrument - 11/01/2006
Amendments to Instrument
Effective
11/01/2006
81-101
Amendments to NI 81-101 (arising from NI 81-106)
Effective - Amendments to Instrument - 06/01/2005
Amendments to Instrument
Effective
06/01/2005
81-101CP
Changes to 81-101CP (arising from NI 81-106)
Effective - Changes to Policy - 06/01/2005
Changes to Policy
Effective
06/01/2005
81-101
Amendments to NI 81-101
Effective - Amendments to Instrument - 12/31/2003
Amendments to Instrument
Effective
12/31/2003
Amendments to NI 81-101 and NI 81-102
Published - CSA Notice - 10/10/2003
CSA Notice
Published
10/10/2003
Proposed Amendments to NI 81-102 and NI 81-101
Published - CSA Notice - 07/19/2002
CSA Notice
Published
07/19/2002
81-101
Amendments to NI 81-101
Effective - Amendments to Instrument - 05/02/2001
Amendments to Instrument
Effective
05/02/2001
81-101CP
Changes to 81-101CP
Effective - Changes to Policy - 05/02/2001
Changes to Policy
Effective
05/02/2001
Amendments to NI 81-101 and NI 81-102
Published - ASC Notice - 02/16/2001
ASC Notice
Published
02/16/2001
Proposed Amendments to NI 81-101 and NI 81-102
Published - CSA Notice - 06/16/2000
CSA Notice
Published
06/16/2000
81-101CP
Companion Policy to NI 81-101
Effective - Companion Policy - 02/01/2000
Companion Policy
Effective
02/01/2000
81-101F2
Contents of Annual Information Form
Effective - Form - 02/01/2000
Form
Effective
02/01/2000
81-101
Mutual Fund Prospectus Disclosure
Effective - National Instrument - 02/01/2000
National Instrument
Effective
02/01/2000
81-101F1
Contents of Simplified Prospectus
Effective - Form - 02/01/2000
Form
Effective
02/01/2000
07/19/1990
Revoked - Amended National Policy Statement No. 36
Revoked - Blanket Order - 02/01/2000
Blanket Order
Revoked
02/01/2000
Proposed Amendments to NI 81-101 and NI 81-102
Published - CSA Notice - 01/28/2000
CSA Notice
Published
01/28/2000
Implementation of NI 81-101
Published - ASC Notice - 10/29/1999
ASC Notice
Published
10/29/1999

News Releases Related to 81-101

Title
Date
Canadian securities regulators seek comment on the proposed modernization of the prospectus filings model for investment funds
Jan 27, 2022
Canadian securities regulators adopt ban on trailing commissions for order-execution-only dealers
Sep 17, 2020
Canadian securities regulators publish research on investor knowledge, attitudes and behaviour
Aug 27, 2020
Canadian Securities Regulators Seek Comment on Alternative Funds Framework
Sep 22, 2016
Canadian Securities Regulators to Measure Impact of Point of Sale Amendments and Phase 2 of the Client Relationship Model
Aug 22, 2016
Canadian Securities Regulators Finalize Requirements for Pre-sale Delivery of the Fund Facts for Mutual Funds
Dec 11, 2014
Canadian securities regulators propose pre-sale delivery of Fund Facts for mutual funds
Mar 26, 2014
Canadian Securities Regulators Now Require Delivery of the Fund Facts for Mutual Funds
Jun 13, 2013
Canadian Securities Regulators Adopt Amendments to Prospectus Rules
Feb 28, 2013
Canadian Securities Regulators Propose Disclosure Enhancements to Fund Facts
Jun 21, 2012
Canadian Securities Regulators Proceed With Stage 2 of Point of Sale Disclosure for Mutual Funds
Aug 12, 2011
Canadian securities regulators seek comment on proposed amendments to prospectus rules
Jul 15, 2011
Canadian Securities Regulators Implement Improved Disclosure for Mutual Fund Investors
Oct 06, 2010
Canadian Securities Regulators to Proceed with Staged Implementation of Point of Sale Disclosure Regime for Mutual Funds
Jun 16, 2010
Canadian Securities Regulators Approve Requirements On Use of Client Brokerage Commissions
Oct 06, 2009
Canadian Securities Regulators Take Steps to Improve Mutual Fund Disclosure for Investors
Jun 19, 2009