Regulatory Instrument Details
81-105 Mutual Fund Sales Practices [NI]
81-105
Number
Title
Regulatory Instrument Type
Date Type
Date
81-105
Mutual Fund Sales Practices - Consolidated Version
As Amended - National Instrument - 06/01/2022
National Instrument
As Amended
06/01/2022
81-105CP
Companion Policy to NI 81-105 - Consolidated Version
As Changed - Companion Policy - 06/01/2022
Companion Policy
As Changed
06/01/2022
Proposed Amendments Related to 81-105
No documents found
Number
Title
Regulatory Instrument Type
Status
Date
81-509
Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers
Effective - Blanket Order - 06/01/2022
Blanket Order
Effective
06/01/2022
Number
Title
Regulatory Instrument Type
Status
Date
81-105CP
Changes to 81-105CP
Effective - Changes to Policy - 06/01/2022
Changes to Policy
Effective
06/01/2022
81-105
Amendments to NI 81-105
Effective - Amendments to Instrument - 06/01/2022
Amendments to Instrument
Effective
06/01/2022
81-105
Amendments to NI 81-105
Effective - Amendments to Instrument - 06/01/2022
Amendments to Instrument
Effective
06/01/2022
81-105CP
Changes to 81-105CP
Effective - Changes to Policy - 06/01/2022
Changes to Policy
Effective
06/01/2022
Multilateral CSA Notice Amendments to NI 81-105, 81-101, 31-103 and Changes to CP 81-105, 81-101 & 31-103
Published - CSA Notice - 01/20/2022
CSA Notice
Published
01/20/2022
Multilateral CSA Notice of Amendments to NI 81-105, Changes to 81-105CP and 81-101CP
Published - CSA Notice - 02/20/2020
CSA Notice
Published
02/20/2020
81-332
Next Steps on Proposals to Prohibit Certain Investment Fund Embedded Commissions
Published - CSA Notice - 12/19/2019
CSA Notice
Published
12/19/2019
Request for Comment Proposed Amendments to NI 81-105 and Related Consequential Amendments (Includes comment letters received)
Published - CSA Notice - 09/13/2018
CSA Notice
Published
09/13/2018
81-302
Withdrawn - Sales of Mutual Funds in Upcoming RRSP Season
Withdrawn - CSA Notice - 12/01/2016
CSA Notice
Withdrawn
12/01/2016
81-105
Amendments to NI 81-105 (arising from NI 81-102)
Effective - Amendments to Instrument - 09/22/2014
Amendments to Instrument
Effective
09/22/2014
81-105CP
Changes to 81-105CP (arising from NI 31-103)
Effective - Changes to Policy - 09/28/2009
Changes to Policy
Effective
09/28/2009
81-105
Amendments to NI 81-105 (arising from NI 31-103)
Effective - Amendments to Instrument - 09/28/2009
Amendments to Instrument
Effective
09/28/2009
81-105
Mutual Fund Sales Practices
Effective - National Instrument - 05/01/1998
National Instrument
Effective
05/01/1998
81-105CP
Companion Policy to NI 81-105
Effective - Companion Policy - 05/01/1998
Companion Policy
Effective
05/01/1998
Notice of Implementation of NI 81-105
Published - ASC Notice - 02/20/1998
ASC Notice
Published
02/20/1998
News Releases Related to 81-105
Title
Date