Regulatory Instrument Details

Securities Law & Policy

23-103 Electronic Trading and Direct Electronic Access to Marketplaces [NI]

23-103
Number
Title
Regulatory Instrument Type
Date Type
Date
23-103
Electronic Trading and Direct Electronic Access to Marketplaces - Consolidated Version
As Amended - National Instrument - 03/01/2014
National Instrument
As Amended
03/01/2014
23-103CP
Companion Policy to NI 23-103 - Consolidated Version
As Changed - Companion Policy - 05/05/2015
Companion Policy
As Changed
05/05/2015

Proposed Amendments Related to 23-103

No documents found
Related (2) Historic (12)
Number
Title
Regulatory Instrument Type
Status
Date
21-328
Regulatory Approach to Foreign Marketplaces Trading Fixed Income Securities
Published - CSA Notice - 03/05/2020
CSA Notice
Published
03/05/2020
23-314
Frequently Asked Questions About NI 23-103 Electronic Trading
Published - CSA Notice - 12/21/2012
CSA Notice
Published
12/21/2012
Number
Title
Regulatory Instrument Type
Status
Date
23-103CP
Changes to 23-103CP (arising from amendments to NI 45-106 relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions)
Effective - Changes to Policy - 05/05/2015
Changes to Policy
Effective
05/05/2015
23-103CP
Changes to 23-103CP (arising from Derivatives related amendments to the Securities Act)
Effective - Changes to Policy - 10/31/2014
Changes to Policy
Effective
10/31/2014
23-103
Amendments to NI 23-103
Effective - Amendments to Instrument - 03/01/2014
Amendments to Instrument
Effective
03/01/2014
23-103CP
Changes to 23-103CP
Effective - Changes to Policy - 03/01/2014
Changes to Policy
Effective
03/01/2014
CSA Notice of Amendments to NI 23-103
Published - CSA Notice - 07/04/2013
CSA Notice
Published
07/04/2013
23-501
Expired - Exemption from NI 23-103
Expired - Blanket Order - 05/31/2013
Blanket Order
Expired
05/31/2013
23-103
Electronic Trading
Effective - National Instrument - 03/01/2013
National Instrument
Effective
03/01/2013
23-103CP
Companion Policy to NI 23-103
Effective - Companion Policy - 03/01/2013
Companion Policy
Effective
03/01/2013
23-313
Blanket Order Exempting Marketplace Participants from Certain Provisions of NI 23-103 (Blanket Order 23-501)
Published - CSA Notice - 12/07/2012
CSA Notice
Published
12/07/2012
CSA Notice and Request for Comment Proposed Amendments to NI 23-103
Published - CSA Notice - 10/25/2012
CSA Notice
Published
10/25/2012
CSA Notice of NI 23-103
Published - CSA Notice - 06/28/2012
CSA Notice
Published
06/28/2012
CSA Notice of Proposed NI 23-103 Electronic Trading and Direct Electronic Access to Marketplaces
Published - CSA Notice - 04/08/2011
CSA Notice
Published
04/08/2011

News Releases Related to 23-103

Title
Date
Canadian Securities Regulators Establish Regulatory Framework to Manage Risks Associated with Direct Electronic Access
Jul 04, 2013
Canadian Securities Regulators Seek Comment on Amendments Relating to Direct Electronic Access
Oct 25, 2012
Canadian Securities Regulators Establish Regulatory Framework to Manage Electronic Trading Risks
Jun 28, 2012
Canadian Securities Regulators Take Steps to Reduce Risks Associated with Electronic Trading
Apr 08, 2011