Securities Law & Policy
Careers
Contact
Menu
CAREERS
CONTACT
CHECK REGISTRATION AB-based firms
600, 250 - 5th St SW, Calgary, AB T2P 0R4
(403) 297-6454
COVID-19
About the ASC
ASC Strategic Plan
How we developed our 2021-2023 Strategic Plan
Organizations the ASC Collaborates With
Organization & governance
ASC Members
Executive Management
Advisory Committees
Careers
Career Opportunities
Hear From Our People
Why Choose the ASC
New Employees & Students
FAQs
Accessing Records
Frequently Asked Questions
Terms used in this website
Contact Us
Complain or Report
File an Investor Complaint
Office of the Whistleblower
Securities Law & Policy
Act & Regulation
Regulatory Instruments
Regulatory Updates
Authorizations & Memorandums of Understanding
Blanket Orders & Designation Orders
Issuer Regulation
Reporting Issuer List
Energy Matters
Financing Dashboards
Exempt Financing
Exemption Orders
Issuer Toolkit
Fees & Filing Deadlines
Participation Fees
Fee Calculator for Reports of Exempt Distribution
Refund Request Form
FAQs
Ongoing Disclosure
Insider Reporting
Cease Trade Orders
Decisions and Orders
Innovation in Finance (Sandbox)
Registrant & Market Regulation
Alberta-Based Registrant List
Registrant Toolkit
How to Apply
Frequently Used Forms & Fees
Reference Resource for Exempt Market Dealers
Information about Exemptions
Client Focused Reforms
Client Relationship Manager Advising Representatives
Education
Research
Self-Regulatory Organizations
Exchanges, Alternative Trading Systems, Clearing Agencies & Trade Repositories
Regulatory Reform of Over-the-Counter Derivatives
Exemption Orders
Decisions & Orders
Small Business
Raising Money by Selling Securities
Key Terms
Frequently Asked Questions
Going Public
Intro to Raising Capital Using Prospectus Exemptions
Common Capital Raising Prospectus Exemptions
Considerations when Investing
Enforcement
ASC Proceedings
Appearing Before the ASC
Electronic Document Guidelines
Remote Hearing Guidelines
Status of Current Proceedings
Other proceedings
Unpaid Orders
Notices, Decisions & Orders
File an Investor Complaint
Office of the Whistleblower
Automatic Reciprocation
News & Publications
News Releases
Reports & Publications
Investor Alerts
Events & Presentations
Weekly Updates
Learn more about what the ASC is doing to support market participants and investors.
Learn More
CAREERS
CONTACT
CHECK REGISTRATION AB-based firms
COVID-19
COVID-19
About the ASC
About the ASC
ASC Strategic Plan
How we developed our 2021-2023 Strategic Plan
Organizations the ASC Collaborates With
Organization & governance
ASC Members
Executive Management
Advisory Committees
Careers
Career Opportunities
Hear From Our People
Why Choose the ASC
New Employees & Students
FAQs
Accessing Records
Frequently Asked Questions
Terms used in this website
Contact Us
Complain or Report
Complain or Report
File an Investor Complaint
Office of the Whistleblower
Securities Law & Policy
Securities Law & Policy
Act & Regulation
Regulatory Instruments
Regulatory Updates
Authorizations & Memorandums of Understanding
Blanket Orders & Designation Orders
Issuer Regulation
Issuer Regulation
Reporting Issuer List
Energy Matters
Financing Dashboards
Exempt Financing
Exemption Orders
Issuer Toolkit
Fees & Filing Deadlines
Participation Fees
Fee Calculator for Reports of Exempt Distribution
Refund Request Form
FAQs
Ongoing Disclosure
Insider Reporting
Cease Trade Orders
Decisions and Orders
Innovation in Finance (Sandbox)
Innovation in Finance (Sandbox)
Registrant & Market Regulation
Registrant & Market Regulation
Alberta-Based Registrant List
Registrant Toolkit
How to Apply
Frequently Used Forms & Fees
Reference Resource for Exempt Market Dealers
Information about Exemptions
Client Focused Reforms
Client Relationship Manager Advising Representatives
Education
Research
Self-Regulatory Organizations
Exchanges, Alternative Trading Systems, Clearing Agencies & Trade Repositories
Regulatory Reform of Over-the-Counter Derivatives
Exemption Orders
Decisions & Orders
Small Business
Small Business
Raising Money by Selling Securities
Key Terms
Frequently Asked Questions
Going Public
Intro to Raising Capital Using Prospectus Exemptions
Common Capital Raising Prospectus Exemptions
Considerations when Investing
Enforcement
Enforcement
ASC Proceedings
Appearing Before the ASC
Electronic Document Guidelines
Remote Hearing Guidelines
Status of Current Proceedings
Other proceedings
Unpaid Orders
Notices, Decisions & Orders
File an Investor Complaint
Office of the Whistleblower
Automatic Reciprocation
News & Publications
News & Publications
News Releases
Reports & Publications
Investor Alerts
Events & Presentations
Weekly Updates
Learn more about what the ASC is doing to support market participants and investors.
Learn More
Search