Intro to Raising Capital Using Prospectus Exemptions

Disclaimer: The following information is intended only as general introductory information to address some common questions. It is not intended to be and must not be relied on as legal advice. Please refer to the specific provisions of Alberta securities laws. We encourage you to seek legal advice from legal counsel familiar with Alberta securities laws.


Why are there prospectus exemptions?
Where do I find these prospectus exemptions?
Restrictions on reselling securities acquired under prospectus exemptions
Engaging a registered dealer
What are the required filings and fees?
None of the exemptions work for me: Applying for a discretionary exemption
Consequences of not complying with Alberta securities laws
Online financing/Crowdfunding
Which exemption should I use? Can I use more than one?