Investment Funds [81-101 - 81-701]

Securities Law & Policy
Items with a dark grey background, are archived.
Instrument Number
Title
81-101
Mutual Fund Prospectus Disclosure [NI]
81-102
Investment Funds [NI]
81-104
CONTINUES to APPLY in QUEBEC ONLY Alternative Mutual Funds [MI]
81-105
Mutual Fund Sales Practices [NI]
81-106
Investment Fund Continuous Disclosure [NI]
81-107
Independent Review Committee for Investment Funds [NI]
81-312
Guidelines for Capital Accumulation Plans [CSA Notice]
81-315
Frequently Asked Questions on NI 81-106 Investment Fund Continuous Disclosure [CSA Notice]
81-316
Hedge Funds [CSA Notice]
81-317
Frequently Asked Questions on NI 81-107 Independent Review Committee for Investment Funds [CSA Notice]
81-328
Report by the Auditor in the Form Contained Respectively in Appendix B-1, B-2 or B-3 of NI 81-102 Investment Funds [CSA Notice]
81-329
Reducing Regulatory Burden for Investment Funds [CSA Notice]
81-330
Status Report on Consultation on Embedded Commissions and Next Steps [CSA Notice]
81-331
Investment Funds Investing in Bail-in Debt [CSA Notice]
81-333
Guidance on Effective Liquidity Risk Management for Investment Funds [CSA Notice]
81-334
ESG-Related Investment Fund Disclosure [CSA Notice]
81-335
Investment Fund Settlement Cycles [CSA Notice]
81-336
Guidance on Crypto Asset Investment Funds that are Reporting Issuers [CSA Notice]
81-338
Guidance on the Use of Discretion under the CSA Investment Risk Classification Methodology [CSA Notice]
81-405
Capital Accumulation Plans [CSA Notice]
81-406
Proposed Framework - Point of Sale Disclosure for Mutual Funds and Segregated Funds [Consultation Paper]
81-409
Enhancing Exchange-Traded Fund Regulation: Proposed Approaches and Discussion [Consultation Paper]
81-504
Mutual Fund Audit Reports [Blanket Order]
81-505
Extension of Certain Filing, Delivery and Prospectus Renewal Requirements for Investment Funds [Blanket Order]
81-506
Temporary Exemption from Borrowing Limit to Accommodate Redemption Requests for Mutual Funds Investing in Fixed Income Securities [Blanket Order]
81-507
Extension of Certain Filing, Delivery and Prospectus Renewal Requirements for Investment Funds with Deadlines During the Period from June 2 to September 30, 2020 [Blanket Order]
81-508
Exemptions from National Instrument 81-104 Alternative Mutual Funds - Revoked [Blanket Order]
81-509
Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers [Blanket Order]
81-701
Mortgage Investment Entities and Rules Applicable to Investment Funds [ASC Notice]