Investor Alert: Advisor Impersonation Schemes
CEO settles with ASC after admitting to “tipping”
CSA announces exemptions from filing requirements during switch to System of Electronic Data Analysis and Retrieval+ (SEDAR+)
Shane Courtney Ward permanently banned from Alberta’s capital market
ASC issues Interim Order against Glenn Donald Hunter, Kyle William Watters, HW & Associates Inc., and HW TradeFX LLC
ASC sanctions Lambert (Bert) Joseph Lavallee for breaching Alberta securities laws
Canadian securities regulators publish annual activities report on the oversight of SROs and investor protection funds
Canadian financial regulators enhance cost reporting requirements for investment funds and individual segregated fund contracts
Canadian securities regulators welcome new CSSB Chair Charles-Antoine St-Jean
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