News Release
05.24.2023
Investor Alert: Advisor Impersonation Schemes
News Release
05.18.2023
CEO settles with ASC after admitting to “tipping”
News Release
05.11.2023
CSA announces exemptions from filing requirements during switch to System of Electronic Data Analysis and Retrieval+ (SEDAR+)
News Release
05.10.2023
Shane Courtney Ward permanently banned from Alberta’s capital market
News Release
05.09.2023
ASC issues Interim Order against Glenn Donald Hunter, Kyle William Watters, HW & Associates Inc., and HW TradeFX LLC
News Release
04.27.2023
ASC sanctions Lambert (Bert) Joseph Lavallee for breaching Alberta securities laws
News Release
04.20.2023
Canadian securities regulators publish annual activities report on the oversight of SROs and investor protection funds
News Release
04.20.2023
Canadian financial regulators enhance cost reporting requirements for investment funds and individual segregated fund contracts
News Release
04.14.2023
Canadian securities regulators welcome new CSSB Chair Charles-Antoine St-Jean
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