Investment Caution List

Learn more

2023 Energy Matters Information Session

Video recordings now available

Learn more

2023 Corporate Finance Disclosure Information Session

Video recordings now available

Learn more

Alberta-based registered firms

Confirm you have accurate information

Check the list

Investing in crypto assets

Learn the fundamentals with the new CheckFirst guide

Learn more

Want to learn more about the capital market in Alberta?

Read the 2022 Alberta Capital Market Report

View report

A collaborative approach to enforcement

CSA FY2021/22 Enforcement Report

View Report

Need further information on how to disclose Non-GAAP and Other Financial Measures (NI 52-112)?

Learn more

Entrepreneurs, start-ups and small business owners

Exemptions and other information to help raise capital

Learn more

Interested in a career that is both professionally and personally rewarding?

Learn what the ASC has to offer and see what opportunities are available

Visit Careers

Are you a whistleblower?

Visit the Office of the Whistleblower (OWB) to learn more

Go to the OWB

Building the future on a firm foundation

The 2022 ASC Annual Report is now available

View report

Alberta Securities Commission (ASC)

The regulatory agency responsible for administering the province's securities laws

Learn more

Investment Caution List

Learn more

2023 Energy Matters Information Session

Video recordings now available

Learn more

2023 Corporate Finance Disclosure Information Session

Video recordings now available

Learn more

Alberta-based registered firms

Confirm you have accurate information

Check the list

Investing in crypto assets

Learn the fundamentals with the new CheckFirst guide

Learn more

Want to learn more about the capital market in Alberta?

Read the 2022 Alberta Capital Market Report

View report

A collaborative approach to enforcement

CSA FY2021/22 Enforcement Report

View Report

Need further information on how to disclose Non-GAAP and Other Financial Measures (NI 52-112)?

Learn more

Entrepreneurs, start-ups and small business owners

Exemptions and other information to help raise capital

Learn more

Interested in a career that is both professionally and personally rewarding?

Learn what the ASC has to offer and see what opportunities are available

Visit Careers

Are you a whistleblower?

Visit the Office of the Whistleblower (OWB) to learn more

Go to the OWB

Building the future on a firm foundation

The 2022 ASC Annual Report is now available

View report

Alberta Securities Commission (ASC)

The regulatory agency responsible for administering the province's securities laws

Learn more

News Release

05.24.2023

Investor Alert: Advisor Impersonation Schemes

 
 

News Release

05.18.2023

CEO settles with ASC after admitting to “tipping”

 
 

News Release

05.11.2023

CSA announces exemptions from filing requirements during switch to System of Electronic Data Analysis and Retrieval+ (SEDAR+)

 
 

News Release

05.10.2023

Shane Courtney Ward permanently banned from Alberta’s capital market

 

News Release

05.09.2023

ASC issues Interim Order against Glenn Donald Hunter, Kyle William Watters, HW & Associates Inc., and HW TradeFX LLC

 

News Release

04.27.2023

ASC sanctions Lambert (Bert) Joseph Lavallee for breaching Alberta securities laws

 

News Release

04.20.2023

Canadian securities regulators publish annual activities report on the oversight of SROs and investor protection funds

 
 

News Release

04.20.2023

Canadian financial regulators enhance cost reporting requirements for investment funds and individual segregated fund contracts

 
 

News Release

04.14.2023

Canadian securities regulators welcome new CSSB Chair Charles-Antoine St-Jean

 
 

Are you looking for information about Client Focused Reforms?

Protect yourself. Check the Alberta-Based Registrant List and Investment Caution List.

 

Make a Complaint

Submit a Whistleblower Tip

New Self-Regulatory Organization of Canada: Learn more

Are you looking for current proceedings?

CAREERS AT THE ASC