Investment Caution List

2023 Energy Matters Information Session

Video recordings now available

2023 Corporate Finance Disclosure Information Session

Video recordings now available

Alberta-based registered firms

Confirm you have accurate information

Investing in crypto assets

Learn the fundamentals with the new CheckFirst guide

Want to learn more about the capital market in Alberta?

Read the 2022 Alberta Capital Market Report

A collaborative approach to enforcement

CSA FY2021/22 Enforcement Report

Need further information on how to disclose Non-GAAP and Other Financial Measures (NI 52-112)?

Entrepreneurs, start-ups and small business owners

Exemptions and other information to help raise capital

Interested in a career that is both professionally and personally rewarding?

Learn what the ASC has to offer and see what opportunities are available

Are you a whistleblower?

Visit the Office of the Whistleblower (OWB) to learn more

Building the future on a firm foundation

The 2022 ASC Annual Report is now available

Alberta Securities Commission (ASC)

The regulatory agency responsible for administering the province's securities laws

Investment Caution List

2023 Energy Matters Information Session

Video recordings now available

2023 Corporate Finance Disclosure Information Session

Video recordings now available

Alberta-based registered firms

Confirm you have accurate information

Investing in crypto assets

Learn the fundamentals with the new CheckFirst guide

Want to learn more about the capital market in Alberta?

Read the 2022 Alberta Capital Market Report

A collaborative approach to enforcement

CSA FY2021/22 Enforcement Report

Need further information on how to disclose Non-GAAP and Other Financial Measures (NI 52-112)?

Entrepreneurs, start-ups and small business owners

Exemptions and other information to help raise capital

Interested in a career that is both professionally and personally rewarding?

Learn what the ASC has to offer and see what opportunities are available

Are you a whistleblower?

Visit the Office of the Whistleblower (OWB) to learn more

Building the future on a firm foundation

The 2022 ASC Annual Report is now available

Alberta Securities Commission (ASC)

The regulatory agency responsible for administering the province's securities laws

Are you looking for information about Client Focused Reforms?

Protect yourself. Check the Alberta-Based Registrant List and Investment Caution List.

New Self-Regulatory Organization of Canada: Learn more

Are you looking for current proceedings?