ASC Registrant Outreach and Education Seminars – 2024
Presentation deck
- 2024 Registrant Outreach and Education Seminar
Topics covered: Relevant investment management experience for Advising Representatives; Guidance on Client Relationship Manager Advising Representatives; Business continuity and succession planning; An overview of recent findings; Blanket Order 45-539 –Raising capital for small business in Alberta.
ASC Registrant Outreach and Education Seminars – 2023
Presentation deck
Seminar recordings
ASC Registrant Outreach and Education Seminars – 2022
Presentation deck
Seminar recording
ASC Registrant Outreach and Education Seminars – 2021
ASC Registrant Outreach and Education Seminars – 2020
Presentation decks
- Relationship Disclosure Information
- Common Findings from Compliance Reviews: PM/IFM and EMD
- EMD Sales Practices
Seminar recordings
If you have any questions about these seminars or would like to register to attend, please email events@asc.ca. In your email request please include your full name, company name and a job title.ASC Registrant Outreach and Education Seminars – 2020
Presentation decks
- Relationship Disclosure Information
- Common Findings from Compliance Reviews: PM/IFM and EMD
- EMD Sales Practices
Seminar recordings