Exemption Orders Relating to Registrants
The ASC may, in appropriate circumstances, issue orders granting exemptions to particular applicants from specified requirements of securities laws, and orders granting approval or recognition to various types of exchanges or self-regulatory organizations.
Below you will find:
- orders granting exemptions to particular applicants from specified requirements of securities laws; and
- orders granting approval or recognition to various types of exchanges or self-regulatory organizations.