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To help inform and protect investors, the ASC provides a list of companies and individuals that are not registered with the ASC and that appear to be engaging in activities that either require registration under Alberta securities laws or may be investment scams. Investors are encouraged to consult this list if they are considering investing, especially if they are approached with an unsolicited investment opportunity.
Please note: Although this list is updated frequently, it is not exhaustive. When we are informed of entities that meet the criteria for being added to this list, we will add them. Investors are encouraged to consult it on a regular basis.
To stay on top of what is happening within the Alberta capital market, we welcome information from Alberta investors. If you have a concern or complaint about an entity or its actions, please reach out to us. Contact information is available here.
Before considering any investment, it is important to do your research. The following free resources are available to help:
You can also check investor alerts issued in Canada and by foreign regulators, including the Canadian Securities Administrators, the Investment Industry Regulatory Organization of Canada and the International Organization of Securities Commissions.
To file a complaint about securities misconduct, please go to File an Investor Complaint.