ASC Connect 2024: Fostering a thriving Alberta market

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Investment Caution List

Access the ASC’s list of companies, individuals and websites that may pose a high risk to investors.

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Want to learn more about the capital market in Alberta?

Read the 2024 Alberta Capital Market Report

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Alberta-based registered firms

Confirm you have accurate information

Check the list

Investing in crypto assets

Learn the fundamentals with the new CheckFirst guide

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CSA 2023-2024 Year in Review

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Intelligent regulation. Investor protection.

The 2024 ASC Annual Report is now available

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Enhance your knowledge of National Instrument 51-101 Standards of Disclosure For Oil and Gas Activities

Video recording available now

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Energy Matters Information Session

Video recording available now

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Corporate Finance Disclosure Information Session

Video recording available now

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Want to enhance your corporate reporting?

Learn more in the 2023 Corporate Finance Disclosure Report

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Are you interested in learning more about effective energy disclosure?

Check out the 2023 Energy Matters Report

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SEDAR+ is live

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Need further information on how to disclose Non-GAAP and Other Financial Measures (NI 52-112)?

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Entrepreneurs, start-ups and small business owners

Exemptions and other information to help raise capital

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Interested in a career that is both professionally and personally rewarding?

Learn what the ASC has to offer and see what opportunities are available

Visit Careers

Are you a whistleblower?

Visit the Office of the Whistleblower (OWB) to learn more

Go to the OWB

Alberta Securities Commission (ASC)

The regulatory agency responsible for administering the province's securities laws

Learn more

ASC Connect 2024: Fostering a thriving Alberta market

View agenda and speakers!

Investment Caution List

Access the ASC’s list of companies, individuals and websites that may pose a high risk to investors.

Learn more

Want to learn more about the capital market in Alberta?

Read the 2024 Alberta Capital Market Report

View report

Alberta-based registered firms

Confirm you have accurate information

Check the list

Investing in crypto assets

Learn the fundamentals with the new CheckFirst guide

Learn more

CSA 2023-2024 Year in Review

View report

Intelligent regulation. Investor protection.

The 2024 ASC Annual Report is now available

View report

Enhance your knowledge of National Instrument 51-101 Standards of Disclosure For Oil and Gas Activities

Video recording available now

Learn more

Energy Matters Information Session

Video recording available now

Learn more

Corporate Finance Disclosure Information Session

Video recording available now

Learn more

Want to enhance your corporate reporting?

Learn more in the 2023 Corporate Finance Disclosure Report

View Report

Are you interested in learning more about effective energy disclosure?

Check out the 2023 Energy Matters Report

View Report

SEDAR+ is live

Learn more

Need further information on how to disclose Non-GAAP and Other Financial Measures (NI 52-112)?

Learn more

Entrepreneurs, start-ups and small business owners

Exemptions and other information to help raise capital

Learn more

Interested in a career that is both professionally and personally rewarding?

Learn what the ASC has to offer and see what opportunities are available

Visit Careers

Are you a whistleblower?

Visit the Office of the Whistleblower (OWB) to learn more

Go to the OWB

Alberta Securities Commission (ASC)

The regulatory agency responsible for administering the province's securities laws

Learn more

News Release

11.04.2024

JSOT criminally charges Thomas Norman David Fiddler of Lethbridge with fraud and money laundering

News Release

10.31.2024

Canadian securities regulators publish coordinated blanket orders to provide temporary exemptions from certain derivatives data reporting requirements

News Release

10.30.2024

Alberta-based companies show consistent representation of women on boards in 10th annual review

News Release

10.30.2024

Canadian securities regulators announce results of 10th annual review of representation of women on boards and in executive officer positions in Canada

News Release

10.29.2024

Canadian roundtable on audit quality addresses current state and trends

News Release

10.23.2024

Avila Energy Corporation and Leonard Van Betuw settle with the ASC for misleading disclosure

News Release

10.10.2024

ASC issues public interest order against William Jordan McBean in response to criminal fraud conviction

News Release

09.26.2024

CSA provides update to crypto asset trading platforms about value-referenced crypto assets

News Release

09.24.2024

CSA seeks applications for Investor Advisory Panel

Want to learn more about raising capital for small business? Visit the COMMON CAPITAL RAISING PROSPECTUS EXEMPTIONS page.

Protect yourself. Check the Alberta-Based Registrant List and Investment Caution List

Make a Complaint

Submit a Whistleblower Tip

Download the ASC's new investment scams and red flags infographic. Visit CheckFirst.ca

Status of Current Proceedings

CAREERS AT THE ASC