Regulatory Instrument Details

Securities Law & Policy

51-

51-
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Proposed Amendments Related to 51-

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Related (125) Historic (0)
Number
Title
Regulatory Instrument Type
Status
Date
11-349
Local Amendments in Certain Jurisdictions
Published - CSA Notice - 03/26/2026
CSA Notice
Published
03/26/2026
51-933
Exemptions to Permit Semi-Annual Reporting for Certain Venture Issuers
Effective - Blanket Order - 03/19/2026
Blanket Order
Effective
03/19/2026
Coordinated Blanket Order Exemptions to Permit Semi-Annual Reporting for Certain Venture Issuers
Published - CSA Notice - 03/19/2026
CSA Notice
Published
03/19/2026
31-103
Registration Requirements, Exemptions and Ongoing Registrant Obligations - Consolidated Version
As Amended - National Instrument - 01/01/2026
National Instrument
As Amended
01/01/2026
31-369
Guidance on the Application of Securities Legislation to Finfluencer Activity
Published - CSA Notice - 12/11/2025
CSA Notice
Published
12/11/2025
44-102
Shelf Distributions – Consolidated Version
As Amended - National Instrument - 11/28/2025
National Instrument
As Amended
11/28/2025
51-932
Temporary Exemption from Requirements in NI 51-102 Continuous Disclosure Obligations and NI 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer to Send Certain Proxy-Related Materials During a Postal Suspension
Published - CSA Notice - 10/09/2025
CSA Notice
Published
10/09/2025
Request for Comment - Proposed Multilateral Instrument 45-111 (includes comment letters received)
Published - CSA Notice - 09/25/2025
CSA Notice
Published
09/25/2025
51-102
Continuous Disclosure Obligations - Consolidated Version
As Amended - National Instrument - 09/19/2025
National Instrument
As Amended
09/19/2025
41-101
General Prospectus Requirements - Consolidated Version
As Amended - National Instrument - 09/19/2025
National Instrument
As Amended
09/19/2025
52-109
Certification of Disclosure in Issuers' Annual and Interim Filings - Consolidated Version
As Amended - National Instrument - 09/19/2025
National Instrument
As Amended
09/19/2025
51-105
Issuers Quoted in the U.S. Over-the-Counter Markets - Consolidated Version
As Amended - Multilateral Instrument - 09/19/2025
Multilateral Instrument
As Amended
09/19/2025
58-101
Disclosure of Corporate Governance Practices - Consolidated Version
As Amended - National Instrument - 09/19/2025
National Instrument
As Amended
09/19/2025
52-110
Audit Committees - Consolidated Version
As Amended - National Instrument - 09/19/2025
National Instrument
As Amended
09/19/2025
44-101
Short Form Prospectus Distributions – Consolidated Version
As Amended - National Instrument - 09/19/2025
National Instrument
As Amended
09/19/2025
45-106
Prospectus Exemptions - Consolidated Version
As Amended - National Instrument - 09/19/2025
National Instrument
As Amended
09/19/2025
Request for Comment Proposed Repeal and Replacement of NI 43-101 (includes comment letters received)
Published - CSA Notice - 06/12/2025
CSA Notice
Published
06/12/2025
45-935
Exemptions from Certain Conditions of the Listed Issuer Financing Exemption
Effective - Blanket Order - 05/15/2025
Blanket Order
Effective
05/15/2025
45-330
Frequently Asked Questions about the Listed Issuer Financing Exemption - Revised
Published - CSA Notice - 05/14/2025
CSA Notice
Published
05/14/2025
Exemptions from Certain Conditions of the Listed Issuer Financing Exemption
Published - CSA Notice - 05/14/2025
CSA Notice
Published
05/14/2025
41-930
Exemptions from Certain Prospectus and Disclosure Requirements
Effective - Blanket Order - 04/17/2025
Blanket Order
Effective
04/17/2025
45-930
Prospectus Exemption for New Reporting Issuers
Effective - Blanket Order - 04/17/2025
Blanket Order
Effective
04/17/2025
45-933
Exemption from the Investment Limit under the Offering Memorandum Prospectus Exemption to Exclude Reinvestment Amounts
Effective - Blanket Order - 04/17/2025
Blanket Order
Effective
04/17/2025
CSA Coordinated Blanket Orders
Published - CSA Notice - 04/17/2025
CSA Notice
Published
04/17/2025
11-347
Notice of Local Amendments in Certain Jurisdictions
Published - CSA Notice - 04/10/2025
CSA Notice
Published
04/10/2025
81-106
Investment Fund Continuous Disclosure – Consolidated Version
As Amended - National Instrument - 03/03/2025
National Instrument
As Amended
03/03/2025
11-348
Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets
Published - CSA Notice - 12/05/2024
CSA Notice
Published
12/05/2024
51-931
CSA Coordinated Blanket Order 51-931 Temporary Exemption from requirements in NI 51-102 Continuous Disclosure Requirements and NI 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer to send certain proxy-related materials during a postal strike
Published - CSA Notice - 12/04/2024
CSA Notice
Published
12/04/2024
51-365
Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2024 and March 31, 2023
Published - CSA Notice - 11/07/2024
CSA Notice
Published
11/07/2024
45-538
Self-Certified Investor Prospectus Exemption - Varied
Effective - Blanket Order - 04/01/2024
Blanket Order
Effective
04/01/2024
11-346
Withdrawal of Staff Notices
Published - CSA Notice - 09/14/2023
CSA Notice
Published
09/14/2023
11-201
Electronic Delivery of Documents - Consolidated Version
As Changed - National Policy - 06/09/2023
National Policy
As Changed
06/09/2023
11-206
Process for Cease to be a Reporting Issuer Applications - Consolidated Version
As Changed - National Policy - 06/09/2023
National Policy
As Changed
06/09/2023
51-101
Standards of Disclosure for Oil and Gas Activities - Consolidated Version
As Amended - National Instrument - 06/09/2023
National Instrument
As Amended
06/09/2023
51-201
Disclosure Standards – Consolidated Version
As Changed - National Policy - 06/09/2023
National Policy
As Changed
06/09/2023
54-101
Communication with Beneficial Owners of Securities of a Reporting Issuer – Consolidated Version
As Amended - National Instrument - 06/09/2023
National Instrument
As Amended
06/09/2023
45-102
Resale of Securities - Consolidated Version
As Amended - National Instrument - 06/09/2023
National Instrument
As Amended
06/09/2023
45-309
Guidance for Preparing and Filing an Offering Memorandum under National Instrument 45-106 Prospectus Exemptions - Revised Version
Published - CSA Notice - 03/08/2023
CSA Notice
Published
03/08/2023
33-109
Registration Information - Consolidated Version
As Amended - National Instrument - 06/06/2022
National Instrument
As Amended
06/06/2022
11-344
Notice of Local Amendments in Certain Jurisdictions
Published - CSA Notice - 12/09/2021
CSA Notice
Published
12/09/2021
51-520
Exemption from section 150 of the Business Corporations Act (Alberta) - Varied
Effective - Blanket Order - 07/21/2021
Blanket Order
Effective
07/21/2021
45-329
Guidance for Using the Start-up Crowdfunding Registration and Prospectus Exemptions
Published - CSA Notice - 06/23/2021
CSA Notice
Published
06/23/2021
Request for Comment Proposed Amendments to NI 51-102 and Other Amendments and Changes Relating to Annual and Interim Filings of Non-Investment Fund Reporting Issuers and Seeking Feedback on a Proposed Framework (includes comment letters received)
Published - CSA Notice - 05/20/2021
CSA Notice
Published
05/20/2021
Notice of Implementation Alberta and Saskatchewan Orders - Self-Certified Investor Prospectus Exemption
Published - CSA Notice - 03/31/2021
CSA Notice
Published
03/31/2021
51-363
Observations on Disclosure by Crypto Assets Reporting Issuers
Published - CSA Notice - 03/11/2021
CSA Notice
Published
03/11/2021
51-362
Staff Review of COVID-19 Disclosures and Guide for Disclosure Improvements
Published - CSA Notice - 02/25/2021
CSA Notice
Published
02/25/2021
21-101
Marketplace Operation - Consolidated Version
As Amended - National Instrument - 09/14/2020
National Instrument
As Amended
09/14/2020
11-342
Notice of Local Amendments and Changes in Certain Jurisdictions
Published - CSA Notice - 08/06/2020
CSA Notice
Published
08/06/2020
2020 ABASC 68
Order for Reporting Issuer Participation Fee Deferral
Effective - Miscellaneous - 05/21/2020
Miscellaneous
Effective
05/21/2020
81-507
Extension of Certain Filing, Delivery and Prospectus Renewal Requirements for Investment Funds with Deadlines During the Period from June 2 to September 30, 2020
Effective - Blanket Order - 05/20/2020
Blanket Order
Effective
05/20/2020
51-519
Temporary Exemption from Certain Corporate Finance Requirements with Deadlines during the Period from June 2 to August 31, 2020
Effective - Blanket Order - 05/20/2020
Blanket Order
Effective
05/20/2020
51-360
Withdrawn - Frequently Asked Questions Regarding Filing Extension Relief Granted By Way of a Blanket Order In Response To COVID-19 (Update)
Published - CSA Notice - 05/13/2020
CSA Notice
Published
05/13/2020
51-518
Temporary Exemptions from Certain Requirements to File or Send Securityholder Materials
Effective - Blanket Order - 04/30/2020
Blanket Order
Effective
04/30/2020
2020 ABASC 50
Order for Reporting Issuer Participation Fee Deferral
Effective - Miscellaneous - 04/17/2020
Miscellaneous
Effective
04/17/2020
51-517
Temporary Exemption from Certain Corporate Finance Requirements
Effective - Blanket Order - 03/23/2020
Blanket Order
Effective
03/23/2020
81-505
Extension of Certain Filing, Delivery and Prospectus Renewal Requirements for Investment Funds
Effective - Blanket Order - 03/23/2020
Blanket Order
Effective
03/23/2020
45-705
Compliance with Investment Limits under the Offering Memorandum Prospectus Exemption
Published - ASC Notice - 01/16/2020
ASC Notice
Published
01/16/2020
21-327
Guidance on the Application of Securities Legislation to Entities Facilitating the Trading of Crypto Assets
Published - CSA Notice - 01/16/2020
CSA Notice
Published
01/16/2020
45-704
Report on Compliance with the Accredited Investor Prospectus Exemption
Published - ASC Notice - 10/03/2019
ASC Notice
Published
10/03/2019
51-358
Reporting of Climate Change-related Risks
Published - CSA Notice - 08/01/2019
CSA Notice
Published
08/01/2019
21-402
Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402 Proposed Framework for Crypto-Asset Trading Platforms (includes comment letters received)
Published - Consultation Paper - 03/14/2019
Consultation Paper
Published
03/14/2019
45-320
Withdrawn - Exemptions for Certain Foreign Issuers from the Requirement to Identify Purchasers as Registrants or Insiders in Reports of Exempt Distribution
Withdrawn - CSA Notice - 03/07/2019
CSA Notice
Withdrawn
03/07/2019
45-325
Filing Requirement and Fee Payable for Exempt Distributions involving Fully Managed Accounts
Published - CSA Notice - 02/07/2019
CSA Notice
Published
02/07/2019
51-356
Problematic Promotional Activities by Issuers
Published - CSA Notice - 11/29/2018
CSA Notice
Published
11/29/2018
51-357
Staff Review of Reporting Issuers in the Cannabis Industry
Published - CSA Notice - 10/10/2018
CSA Notice
Published
10/10/2018
45-308
Guidance for Preparing and Filing Reports of Exempt Distribution under NI 45-106 Prospectus Exemptions - Revised Version
Published - CSA Notice - 10/04/2018
CSA Notice
Published
10/04/2018
Request for Comment Proposed Blanket Order 45-520 Facilitating Access to Capital by Community Economic Development Corporations (includes comment letters received)
Published - ASC Notice - 09/13/2018
ASC Notice
Published
09/13/2018
46-309
Bail-in Debt
Published - CSA Notice - 08/23/2018
CSA Notice
Published
08/23/2018
45-323
Update on Use of the Rights Offering Exemption in NI 45-106 Prospectus Exemptions - Revised Version
Published - CSA Notice - 07/26/2018
CSA Notice
Published
07/26/2018
51-354
Report on Climate change-related Disclosure Project
Published - CSA Notice - 04/05/2018
CSA Notice
Published
04/05/2018
51-353
Update on CSA Consultation Paper 51-404 Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers
Published - CSA Notice - 03/27/2018
CSA Notice
Published
03/27/2018
51-352
Issuers with U.S. Marijuana-Related Activities - Revised Version
Published - CSA Notice - 02/08/2018
CSA Notice
Published
02/08/2018
45-703
Report on the Use of the Family, Friends and Business Associates Prospectus Exemption
Published - ASC Notice - 11/28/2017
ASC Notice
Published
11/28/2017
45-514
Certain Private Placements - Varied
As Amended - Blanket Order - 11/07/2017
Blanket Order
As Amended
11/07/2017
51-352
Issuers with U.S. Marijuana-Related Activities
Published - CSA Notice - 10/16/2017
CSA Notice
Published
10/16/2017
Backgrounder: CSA Staff Notice 51-352 Issuers with U.S. Marijuana-Related Activities
Published - Miscellaneous - 10/16/2017
Miscellaneous
Published
10/16/2017
51-350
Extension of Consultation Period
Published - CSA Notice - 06/22/2017
CSA Notice
Published
06/22/2017
51-404
Withdrawn - Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers (includes comment letters received)
Published - Consultation Paper - 04/06/2017
Consultation Paper
Published
04/06/2017
51-349
A Guide for Disclosure Improvements by Investment Entities and Non-Investment Entities that Record Investments at Fair Value
Published - CSA Notice - 03/16/2017
CSA Notice
Published
03/16/2017
51-348
Staff's Review of Social Media Used by Reporting Issuers
Published - CSA Notice - 03/09/2017
CSA Notice
Published
03/09/2017
45-322
Potential Concerns with the Structure of Rights Offerings
Published - CSA Notice - 01/12/2017
CSA Notice
Published
01/12/2017
45-321
Frequently Asked Questions about the Investment Dealer Prospectus Exemption
Published - CSA Notice - 09/08/2016
CSA Notice
Published
09/08/2016
51-516
Exemption from Paper Delivery Requirements During a Postal Service Disruption - Varied
Effective - Blanket Order - 07/05/2016
Blanket Order
Effective
07/05/2016
45-518
Form 45-106F1 - Exemption Regarding Certain Purchaser Information
Effective - Blanket Order - 06/30/2016
Blanket Order
Effective
06/30/2016
ABASC 974
OM Exemptions Non-Reporting Issuers - Confidentiality Order
Effective - SLP Miscellaneous - 04/30/2016
SLP Miscellaneous
Effective
04/30/2016
2016 ABASC 91
Designation of Investment Funds as Reporting Issuers for Certain Purposes, 2016 ABASC 91
Effective - Revocation Order - 04/30/2016
Revocation Order
Effective
04/30/2016
45-701
Investment Fund Financial Statements Used in an Offering Memorandum
Published - ASC Notice - 04/30/2016
ASC Notice
Published
04/30/2016
51-345
Disclosure of Abandonment and Reclamation Costs in National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities and Related Forms
Published - CSA Notice - 11/05/2015
CSA Notice
Published
11/05/2015
45-304
Notice of Local Exemptions Related to NI 45-106 and NI 31-103
Published - CSA Notice - 05/21/2015
CSA Notice
Published
05/21/2015
51-343
Venture Isuers with Securities Listed on the Bolsa de Santiago, Venture Market
Published - CSA Notice - 04/16/2015
CSA Notice
Published
04/16/2015
51-342
Staff Review of Issuers Entering Into Medical Marijuana Business Opportunities
Published - CSA Notice - 02/23/2015
CSA Notice
Published
02/23/2015
51-327
Guidance on Oil and Gas Disclosure - Revised Version
Published - CSA Notice - 12/04/2014
CSA Notice
Published
12/04/2014
51-324
Glossary to NI 51-101 Standards of Disclosure for Oil and Gas Activities - Revised Version
Published - CSA Notice - 12/04/2014
CSA Notice
Published
12/04/2014
45-314
Consolidated List of Current CSA Exempt Market Initiatives
Published - CSA Notice - 03/20/2014
CSA Notice
Published
03/20/2014
11-315
Withdrawn - Extension of Consultation Period
Withdrawn - CSA Notice - 09/12/2013
CSA Notice
Withdrawn
09/12/2013
11-323
Withdrawal of Notices and Policies
Published - CSA Notice - 09/12/2013
CSA Notice
Published
09/12/2013
51-340
Update on Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers
Published - CSA Notice - 07/25/2013
CSA Notice
Published
07/25/2013
51-702
Establishing Reserves Estimates in Oil and Gas Accumulations
Published - ASC Notice - 05/29/2013
ASC Notice
Published
05/29/2013
51-103
Not Pursued - CSA Notice of Republication and Request for Comment regarding Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers and Related Amendments
Published - CSA Notice - 09/13/2012
CSA Notice
Published
09/13/2012
51-333
Environmental Reporting Guidance
Published - CSA Notice - 10/27/2010
CSA Notice
Published
10/27/2010
55-312
Insider Reporting Guidelines for Certain Derivative Transactions (Equity Monetization) - Revised Version
Published - CSA Notice - 06/11/2010
CSA Notice
Published
06/11/2010
55-316
Questions and Answers on Insider Reporting and the System for Electronic Disclosure by Insiders (SEDI)
Published - CSA Notice - 06/11/2010
CSA Notice
Published
06/11/2010
55-308
Withdrawn - Questions on Insider Reporting
Withdrawn - CSA Notice - 06/11/2010
CSA Notice
Withdrawn
06/11/2010
55-310
Withdrawn - Questions and Answers on the System for Electronic Disclosure by Insiders (SEDI) - Revised Notice
Withdrawn - CSA Notice - 06/11/2010
CSA Notice
Withdrawn
06/11/2010
45-511
Local Prospectus Exemptions and Related Requirements
Effective - ASC Rule - 06/04/2010
ASC Rule
Effective
06/04/2010
55-315
Frequently Asked Questions about NI 55-104 Insider Reporting Requirements and Exemptions
Published - CSA Notice - 04/28/2010
CSA Notice
Published
04/28/2010
51-330
Guidance Regarding the Application of Forward-looking Information Requirements under NI 51-102 Continuous Disclosure Obligations
Published - CSA Notice - 11/20/2009
CSA Notice
Published
11/20/2009
51-331
Report on Staff's Review of Executive Compensation Disclosure
Published - CSA Notice - 11/20/2009
CSA Notice
Published
11/20/2009
51-312
Harmonized Continuous Disclosure Review Program - Revised Version
Published - CSA Notice - 07/24/2009
CSA Notice
Published
07/24/2009
51-328
Continuous Disclosure Considerations Related to Current Economic Conditions
Published - CSA Notice - 01/08/2009
CSA Notice
Published
01/08/2009
52-320
Disclosure of Expected Changes in Accounting Policies Relating to Changeover to International Financial Reporting Standards
Published - CSA Notice - 05/09/2008
CSA Notice
Published
05/09/2008
51-311
Frequently Asked Questions Regarding NI 51-102 - Revised Version
Published - CSA Notice - 05/04/2007
CSA Notice
Published
05/04/2007
51-309
Acceptance of Certain Foreign Professional Boards as a "Professional Organization" - Revised Version
Published - CSA Notice - 03/09/2007
CSA Notice
Published
03/09/2007
51-319
Report on Staff's Second Continuous Disclosure Review on Income Trust Issuers
Published - CSA Notice - 08/04/2006
CSA Notice
Published
08/04/2006
55-309
Withdrawn - Launch of the SEDI and Other Insider Reporting Matters
Withdrawn - CSA Notice - 03/03/2006
CSA Notice
Withdrawn
03/03/2006
55-311
Withdrawn - SEDI - Issuer Profile Supplement Filing Requirement
Withdrawn - CSA Notice - 03/03/2006
CSA Notice
Withdrawn
03/03/2006
55-306
Withdrawn - Applications for Relief from the Insider Reporting Requirements by Certain Vice-Presidents
Withdrawn - CSA Notice - 03/03/2006
CSA Notice
Withdrawn
03/03/2006
2005 ABASC 849
Exemption for trades in certain capital accumulation plans
Effective - Blanket Order - 10/21/2005
Blanket Order
Effective
10/21/2005
Notice of Implementation of NI 81-106
Published - CSA Notice - 03/11/2005
CSA Notice
Published
03/11/2005
55-303
Withdrawn - Extension of Electronic Filing and Reporting Deadlines
Withdrawn - CSA Notice - 04/11/2003
CSA Notice
Withdrawn
04/11/2003
55-304
Withdrawn - Electronic Reporting Deadlines Shifted - Insider and Issuer Event Reporting Start January 21, 2002
Withdrawn - CSA Notice - 04/11/2003
CSA Notice
Withdrawn
04/11/2003
55-305
Withdrawn - Interim Requirements for Insiders and Issuers Affected by Suspension of SEDI Operation
Withdrawn - CSA Notice - 04/11/2002
CSA Notice
Withdrawn
04/11/2002
55-302
Withdrawn - SEDI Implementation Date Postponed
Withdrawn - CSA Notice - 12/21/2001
CSA Notice
Withdrawn
12/21/2001
Proposal for an Integrated Disclosure System
Published - Consultation Paper - 01/28/2000
Consultation Paper
Published
01/28/2000
13
Guide to Raising Capital Without the Need of a Prospectus
Published - ASC Notice - 05/21/1987
ASC Notice
Published
05/21/1987
No documents found

News Releases Related to 51-

Title
Date
Canadian securities regulators announce adoption of semi-annual financial reporting pilot
Mar 19, 2026
Canadian securities regulators announce amendments to strengthen assurance report requirements for designated benchmarks
Feb 19, 2026
Canadian securities regulators propose semi-annual financial reporting pilot
Oct 23, 2025
CSA clarifies requirements for delivering proxy-related materials during Canada Post labour dispute
Oct 21, 2025
Canadian securities regulators provide temporary relief from requirements for delivering proxy-related materials during postal suspension
Oct 09, 2025
Canadian securities regulators launch consultation on proposed harmonized multilateral self-certified investor prospectus exemption
Sep 25, 2025
CSA issues guidance about regulatory concerns with certain asset or business acquisitions
Jul 03, 2025
Canadian securities regulators expect to provide temporary relief from requirements for delivering proxy-related materials in event of postal suspension
May 22, 2025
CSA expands capital-raising options for listed issuers
May 14, 2025
CSA updates market on approach to climate-related and diversity-related disclosure projects
Apr 23, 2025
Atacama International Inc. and Glenn Brian Grant settle with the ASC for breaching Cease Trade Order
Dec 02, 2024
Canadian securities regulators to provide temporary relief from requirements for delivering proxy-related material
Nov 28, 2024
Canadian securities regulators publish report on continuous disclosure reviews
Nov 07, 2024
Canadian securities regulators propose changes to assurance report requirements for designated benchmarks
May 30, 2024
Canadian securities regulators publish framework for commodity benchmarks
Jun 29, 2023
Xfuels Inc. and its president and CEO, Michael McLaren, settle with the ASC for breaching cease trade order
Feb 27, 2023
The CSA Exempts CBCA-Incorporated Reporting Issuers from Director Election Form of Proxy Requirement
Jan 31, 2023
CSA adopts changes to the offering memorandum prospectus exemption
Dec 08, 2022
Canadian securities regulators seek comment on climate-related disclosure requirements
Oct 18, 2021
Canadian securities regulators adopt new nationally harmonized start-up crowdfunding rules
Jun 23, 2021
Canadian securities regulators seek comment on proposal to streamline continuous disclosure requirements
May 20, 2021
Canadian securities regulators seek comment on proposed framework for commodity benchmarks
Apr 29, 2021
Canadian securities regulators establish regulatory regime for financial benchmarks
Apr 29, 2021
Canadian securities regulators outline disclosure expectations for reporting issuers dealing in crypto assets
Mar 11, 2021
Canadian securities regulators publish findings of COVID-19 disclosure review
Feb 25, 2021
Canadian securities regulators reduce regulatory burden related to business acquisition reports
Aug 20, 2020
Canadian securities administrators publish final amendments to syndicated mortgage regime
Aug 06, 2020
ASC alleges Saint Jean Carbon Inc. and Paul Anthony Ogilvie breached Alberta securities laws
Jun 25, 2020
Undertakings entered into by Candeo Growth Solutions Inc. and FoodChek Systems Inc.
May 26, 2020
Temporary relief from certain regulatory filings available to investment funds and non-investment fund issuers due to COVID-19
May 20, 2020
Canadian securities regulators provide temporary relief to public companies with delayed annual meetings due to COVID-19
May 01, 2020
Canadian securities regulators propose new nationally harmonized crowdfunding rules
Feb 27, 2020
Exempt market dealer agrees to settlement
Jan 09, 2020
Canadian securities regulators announce consultation on an access equals delivery model for public companies
Jan 09, 2020
Canadian securities regulators seek comment on proposed amendments to business acquisition report requirements
Sep 05, 2019
Canadian Securities Regulators Issue Guidance on Climate Change-related Disclosure
Aug 01, 2019
Canadian securities regulators propose additional amendments to syndicated mortgage regime, following comment period
Mar 15, 2019
Canadian securities regulators seek comment on proposed designated benchmarks rule
Mar 14, 2019
Canadian securities regulators caution issuers about problematic promotional activities
Nov 29, 2018
Canadian securities regulators publish guidance on disclosure expectations for cannabis issuers
Oct 10, 2018
Canadian securities regulators highlight common deficiencies in issuers’ continuous disclosure
Jul 19, 2018
ASC proposes rule amendments to help facilitate cross-border offerings by Alberta issuers
Apr 17, 2018
Canadian securities regulators report on climate change-related disclosure project
Apr 05, 2018
Canadian securities regulators publish amendments relating to designated rating organizations
Mar 29, 2018
Canadian securities administrators adopt amendments related to reselling securities of foreign issuers
Mar 29, 2018
Canadian securities administrators announce policy projects aiming to reduce regulatory burden in public markets
Mar 27, 2018
Canadian securities administrators propose changes to the syndicated mortgage regime
Mar 08, 2018
Canadian securities regulators publish revised disclosure expectations for issuers with U.S. marijuana-related activities
Feb 08, 2018
Canadian securities regulators issue statement following rescission of the Cole Memorandum
Jan 12, 2018
Saskatchewan and Alberta make cross-border financing easier
Dec 12, 2017
Canadian securities regulators publish notice on complying with requirements regarding the Ombudsman for Banking Services and Investments
Dec 07, 2017
Canadian securities regulators outline disclosure expectations and certain risks for issuers with U.S. marijuana-related activities
Oct 16, 2017
ASC publishes updated companion policy for ASC Rule 45-517
Oct 03, 2017
CSA seeks new members for Mining Technical Advisory and Monitoring Committee
Sep 12, 2017
Canadian securities regulators seek comments relating to designated rating organizations
Jul 06, 2017
Canadian securities administrators propose a new prospectus exemption for the resale of securities of a foreign issuer
Jun 29, 2017
Canadian Securities Regulators Seek Comment on Proposed Amendments to Report of Exempt Distribution
Jun 08, 2017
Canadian securities regulators seek comments on reducing regulatory burden for non-investment fund reporting issuers
Apr 06, 2017
ASC issues Interim Order against Reporting Insiders of Saint Jean Carbon Inc.
Mar 22, 2017
Canadian securities regulators announce climate change disclosure review project
Mar 21, 2017
Canadian securities regulators provide guidance for disclosure improvements following a review of investment entities
Mar 16, 2017
Canadian securities regulators highlight need for improved social media disclosure practices by reporting issuers
Mar 09, 2017
ASC adopts Crowdfunding rule enabling Alberta’s small and medium businesses to raise capital online
Oct 31, 2016
Canadian Securities Regulators Provide Update on Consideration of Concerns Regarding Report of Exempt Distribution
Sep 29, 2016
Canadian securities regulators publish results of continuous disclosure reviews for fiscal 2016
Jul 18, 2016
Canadian securities regulators introduce harmonized reporting for the prospectus-exempt market
Apr 07, 2016
Canadian securities regulators issue additional guidance related to oil and gas disclosure
Nov 05, 2015
Regulators Finalize Offering Memorandum Exemption
Oct 29, 2015
ASC and Nunavut Securities Office Publish Proposed Start-up Business Exemption for Comment
Oct 19, 2015
Canadian Securities Regulators Propose Harmonized Reporting for the Exempt Market
Aug 13, 2015
Canadian securities regulators announce results of continuous disclosure reviews for fiscal 2015
Jul 16, 2015
Canadian securities regulators streamline disclosure requirements for private foreign securities offerings to certain Canadian investors
Jun 25, 2015
Canadian Securities Regulators’ Review Finds Room for Improvement in Mining Issuers’ Investor Presentations
Apr 09, 2015
Canadian Securities Regulators’ Review Finds Medical Marijuana Business Disclosure Deficient
Feb 23, 2015
Canadian Securities Regulators adopt changes to the accredited investor, minimum amount investment and short-term debt prospectus exemptions
Feb 19, 2015
Canadian securities regulators introduce amendments to oil and gas disclosure
Dec 04, 2014
ASC issues blanket order regarding private placements to permitted clients
Nov 20, 2014
Canadian securities regulators announce results of continuous disclosure reviews for fiscal 2014
Jul 17, 2014
Securities Regulators seek comment on proposed changes to OM exemption and two new proposed reports of exempt distribution
Mar 20, 2014
Canadian Securities Regulators propose changes to the accredited investor and minimum amount investment prospectus exemptions
Feb 27, 2014
Canadian securities regulators propose changes to the prospectus-exempt distribution of short-term debt and short-term securitized products
Jan 23, 2014
Canadian Securities Regulators Introduce Amendments to Oil and Gas Disclosure Requirements
Oct 17, 2013
Canadian securities regulators will not implement proposed rule for venture issuers
Jul 25, 2013
Canadian Securities Regulators Announce Results of Continuous Disclosure Reviews for Fiscal 2013
Jul 19, 2013
ASC provides accommodation for flood related late interim and annual filings
Jun 27, 2013
ASC reminds industry of requirements for the establishment of reserves estimates
May 29, 2013
ASC changing OM exemption to facilitate access to capital for small business
Dec 20, 2012
Canadian securities regulators seek further comment on proposed rule for venture issuers
Sep 13, 2012
Canadian Securities Regulators Announce Results of Continuous Disclosure Reviews for Fiscal 2012
Jul 19, 2012
Canadian securities regulators strengthen over-the-counter rules
May 10, 2012
Canadian securities regulators grant Designated Rating Organization status under new regulatory framework
Apr 30, 2012
CSA provides guidance to improve compliance of disclosure requirements related to prospectus exemptions
Apr 26, 2012
Canadian securities regulators adopt regulatory regime for Credit Rating Organizations
Jan 27, 2012
Canadian securities regulators announce review of minimum amount and accredited investor prospectus exemptions
Nov 10, 2011
Canadian securities regulators warn issuers using mass advertising
Sep 13, 2011
Canadian securities regulators seek comment on proposed rule for venture issuers
Jul 29, 2011
Canadian Securities Regulators Proceed With Enhanced Executive Compensation Disclosure Requirements
Jul 22, 2011
Canadian Securities Regulators Announce Results of Continuous Disclosure Reviews for Fiscal 2011
Jul 15, 2011
Canadian securities regulators propose adopting BC’s Over-the-Counter rule
Jun 10, 2011
Canadian Securities Regulators Update Proposal on Regulatory Regime for Credit Rating Organizations
Mar 18, 2011
Canadian Securities Regulators Propose Amendments to Executive Compensation Disclosure Requirements
Nov 19, 2010
Canadian Securities Regulators Publish Additional Guidance on Environmental Disclosure
Oct 27, 2010
Canadian Securities Regulators Introduce Amendments to Oil and Gas Disclosure
Oct 15, 2010
Canadian Securities Regulators Propose Regulatory Regime for Credit Rating Organizations
Jul 16, 2010
Canadian Securities Regulators Announce Results of Continuous Disclosure Reviews for Fiscal 2010
Jul 09, 2010
Canadian Securities Regulators Seek Feedback on Tailoring Venture Issuer Regulation
May 31, 2010
ASC Provides Limited Relief for Exempt Market Dealers in Alberta
Feb 12, 2010
Canadian Securities Regulators Announce New Insider Reporting Regime
Jan 22, 2010
Canadian Securities Regulators Take Steps to Improve Oil and Gas Disclosure
Dec 18, 2009
Canadian Securities Regulators Announce Results of Certification Compliance Review
Sep 11, 2009
Canadian securities regulators announce results of Continuous Disclosure Reviews for Fiscal 2009
Jul 24, 2009
Canadian Securities Regulators Implement a New National Registration Regime
Jul 17, 2009
Canadian Securities Regulators Emphasize Disclosure Obligations for Current Market Conditions
Jan 08, 2009
Canadian Securities Regulators Propose Changes to Insider Reporting Regime
Dec 18, 2008
Canadian Securities Regulators Implement Improvements to Executive Compensation Disclosure
Sep 18, 2008
Canadian securities regulators announce results of Continuous Disclosure Reviews for Fiscal 2008
Aug 13, 2008
Canadian Securities Regulators Propose Improvements to Executive Compensation Disclosure
Feb 22, 2008
Canadian Regulators enact Amendments to Oil and Gas Disclosure Rules
Dec 28, 2007
Canadian Regulators Seek Comment on Proposed Enhancements to Executive Compensation Disclosure
Mar 29, 2007
Canadian Regulators Seek Comment on Proposed Amendments to Disclosure of Oil and Gas Activities
Jan 19, 2007
Canada’s securities regulators launch eXtensible Business Reporting Language (XBRL) voluntary filing program
Jan 19, 2007
ASC Offers Guidance for Disclosure of Oil & Gas Estimates
Dec 19, 2006
Canada's Securities Regulators Issue Guidance on Continuous Disclosure for Smaller Issuers
Dec 13, 2005
CSA Implements National Prospectus and Registration Exemption Rule
Sep 14, 2005
CSA Publishes Staff Notice Outlining Local Exemptions
Sep 09, 2005
Canada’s Securities Regulators Harmonize Exempt Market Rules
Jul 08, 2005
Canada's Securities Regulators Issue Guidance on Retirement Benefits Disclosure
Jan 14, 2005
New rules promote investor confidence, change issuers’ disclosure and governance practices
Mar 29, 2004
Securities regulators release new national disclosure rule
Dec 19, 2003
Regulators expect new financial statement filing deadlines
Nov 13, 2003
ASC Approves New Oil and Gas Disclosure Standards
Jun 23, 2003
SEDI Issuer Profile Supplement Filing Requirement
May 05, 2003
Canada's Securities Regulators Publish Revised Oil and Gas Disclosure Standards
Jan 24, 2003
New Oil & Gas Disclosure Standards to be Applied in 2004, says ASC
Sep 27, 2002
CSA: Securities regulators propose national disclosure rule
Jun 25, 2002
ASC Adds Senior Petroleum Evaluation Engineer to Staff: Former Sproule Associates President to Work on Oil & Gas Disclosure Project
Apr 10, 2002
CSA News Release: Canada's Securities Regulators Propose New Oil and Gas Disclosure Standards
Jan 28, 2002
CSA: New On-Line Insider Reporting System Provides Benefits To All Market Participants
Sep 06, 2001