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The Canadian Securities Administrators (CSA) will host a virtual roundtable on the proposed derivatives business conduct rule and provide a status update on the other over-the-counter (OTC) derivatives rules.
The proposed derivatives business conduct rule is the CSA's next step towards modernizing the regulatory framework for the OTC derivatives market in Canada. This virtual roundtable will explore a number of regulatory, implementation and compliance issues related to the CSA's plan to adopt a final rule in the upcoming year.
The roundtable will be held on September 28, 2022 from 8:00 a.m. – 10:00 a.m. MT.
The roundtable panellists are:
The panels will be moderated by Kevin Fine, Director, Derivatives, Ontario Securities Commission, and Dominique Martin, Director, Oversight of Trading Activities, Autorité des marchés financiers. Attendees will have an opportunity to direct questions to the panels.
To register please click HERE.
8:00 a.m. - 8:20 a.m. MT.
Introduction and Opening Remarks
Stan Magidson, Chair, Canadian Securities Administrators
Grant Vingoe, Chief Executive Officer, Ontario Securities Commission
8:20 a.m. - 9:05 a.m. MT.
Stakeholder Panel Discussion
Derivatives Business Conduct Rule - Reaction by buy-side and sell-side to the latest publication
Moderator: Kevin Fine, Director, Derivatives, Ontario Securities Commission
9:05 a.m. - 9:50 a.m. MT.
Regulatory Panel Discussion with Q&A Period
Moderator: Dominique Martin - Director, Oversight of Trading Activities, Autorité des marchés financiers
9:50 a.m. - 10:00 a.m. MT.
Dominique Martin - Director, Oversight of Trading Activities, Autorité des marchés financiers