Learn more about what the ASC is doing to support market participants and investors.
Thank you to all who were able to attend the ASC's virtual outreach and education seminar on December 8, 2020. This seminar was designed for Alberta-based exempt market dealers, portfolio managers and investment fund managers.
Relationship Disclosure Information
Presented by Salman Tajammul
Common Findings from Compliance Reviews: PM/IFM and EMD
Presented by Jennie Chen and Justin Godziuk
EMD Sales Practices
Presented by Adam Hillier and Matias Pendola