Subscribe to investor alerts
Please provide the following information to subscribe to receive ASC investor alerts as they are posted.
If you have any questions about the website or the subscription form, please contact us at webmaster@asc.ca.
600, 250 - 5th St SW, Calgary, AB T2P 0R4
(403) 297-6454
(403) 297-6454
COVID-19
About the ASC
- ASC Strategic Plan
- How we developed our 2021-2023 Strategic Plan
- Organizations the ASC Collaborates With
- Organization & governance
- ASC Members
- Executive Management
- Advisory Committees
- Careers
- Career Opportunities
- Hear From Our People
- Why Choose the ASC
- New Employees & Students
- FAQs
- Accessing Records
- Frequently Asked Questions
- Terms used in this website
- Contact Us
Complain or Report
Securities Law & Policy
- Act & Regulation
- Regulatory Instruments
- Regulatory Updates
- Authorizations & Memorandums of Understanding
- Blanket Orders & Designation Orders
Issuer Regulation
- Reporting Issuer List
- Energy Matters
- Financing Dashboards
- Exempt Financing
- Exemption Orders
- Issuer Toolkit
- Fees & Filing Deadlines
- Participation Fees
- Fee Calculator for Reports of Exempt Distribution
- Refund Request Form
- FAQs
- Ongoing Disclosure
- Insider Reporting
- Cease Trade Orders
- Decisions and Orders
- Auditor Oversight Organization
Innovation in Finance (Sandbox)
Registrant & Market Regulation
- Alberta-Based Registrant List
- Registrant Toolkit
- How to Apply
- Frequently Used Forms & Fees
- Reference Resource for Exempt Market Dealers
- Information about Exemptions
- Client Focused Reforms
- Client Relationship Manager Advising Representatives
- Education
- Research
- Self-Regulatory Organizations
- Exchanges, Alternative Trading Systems, Clearing Agencies, Trade Repositories & Information Processors
- Regulatory Reform of Over-the-Counter Derivatives
- Exemption Orders
- Decisions & Orders
Small Business
Enforcement
- ASC Proceedings
- Appearing Before the ASC
- Electronic Document Guidelines
- Remote Hearing Guidelines
- Status of Current Proceedings
- Other proceedings
- Unpaid Orders
- Notices, Decisions & Orders
- File an Investor Complaint
- Office of the Whistleblower
- Automatic Reciprocation
News & Publications
- News Releases
- Reports & Publications
- Investor Alerts
- Investment Caution List
- Events & Presentations
- Weekly Updates
Learn more about what the ASC is doing to support market participants and investors.
Learn More
About the ASC
- About the ASC
- ASC Strategic Plan
- How we developed our 2021-2023 Strategic Plan
- Organizations the ASC Collaborates With
- Organization & governance
- ASC Members
- Executive Management
- Advisory Committees
- Careers
- Career Opportunities
- Hear From Our People
- Why Choose the ASC
- New Employees & Students
- FAQs
- Accessing Records
- Frequently Asked Questions
- Terms used in this website
- Contact Us
Issuer Regulation
- Issuer Regulation
- Reporting Issuer List
- Energy Matters
- Financing Dashboards
- Exempt Financing
- Exemption Orders
- Issuer Toolkit
- Fees & Filing Deadlines
- Participation Fees
- Fee Calculator for Reports of Exempt Distribution
- Refund Request Form
- FAQs
- Ongoing Disclosure
- Insider Reporting
- Cease Trade Orders
- Decisions and Orders
- Auditor Oversight Organization
Registrant & Market Regulation
- Registrant & Market Regulation
- Alberta-Based Registrant List
- Registrant Toolkit
- How to Apply
- Frequently Used Forms & Fees
- Reference Resource for Exempt Market Dealers
- Information about Exemptions
- Client Focused Reforms
- Client Relationship Manager Advising Representatives
- Education
- Research
- Self-Regulatory Organizations
- Exchanges, Alternative Trading Systems, Clearing Agencies, Trade Repositories & Information Processors
- Regulatory Reform of Over-the-Counter Derivatives
- Exemption Orders
- Decisions & Orders
Learn more about what the ASC is doing to support market participants and investors.
Learn More