Regulatory Instrument Details
94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions [NI]
94-102
Number
Title
Regulatory Instrument Type
Date Type
Date
94-102
Derivatives: Customer Clearing and Protection of Customer Collateral and Positions - Consolidated Version
As Amended - National Instrument - 09/13/2023
National Instrument
As Amended
09/13/2023
94-102F1
Customer Collateral Report: Direct Intermediary
Effective - Form - 07/03/2017
Form
Effective
07/03/2017
94-102F2
Customer Collateral Report: Indirect Intermediary
Effective - Form - 07/03/2017
Form
Effective
07/03/2017
94-102F3
Customer Collateral Report: Regulated Clearing Agency - Consolidated Version
As Amended - Form - 07/26/2022
Form
As Amended
07/26/2022
94-102CP
Companion Policy to NI 94-102
Effective - Companion Policy - 07/03/2017
Companion Policy
Effective
07/03/2017
Proposed Amendments Related to 94-102
No documents found
Number
Title
Regulatory Instrument Type
Status
Date
94-101
Mandatory Central Counterparty Clearing of Derivatives - Consolidated Version
As Amended - National Instrument - 09/01/2022
National Instrument
As Amended
09/01/2022
94-304
Frequency of the requirement to deliver Form 94-102F3 Customer Collateral Report - Regulated Clearing Agency
Published - CSA Notice - 05/20/2021
CSA Notice
Published
05/20/2021
24-102
Clearing Agency Requirements - Consolidated Version
As Amended - National Instrument - 06/19/2020
National Instrument
As Amended
06/19/2020
94-302
Delivery of Forms Required under National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
Published - CSA Notice - 08/03/2017
CSA Notice
Published
08/03/2017
91-101
Derivatives: Product Determination - Consolidated Version
As Amended - Multilateral Instrument - 09/30/2016
Multilateral Instrument
As Amended
09/30/2016
Number
Title
Regulatory Instrument Type
Status
Date
94-102
Amendments to NI 94-102 (arising from NI 14-101)
Effective - Amendments to Instrument - 09/13/2023
Amendments to Instrument
Effective
09/13/2023
94-102
Amendments to NI 94-102
Effective - Amendments to Instrument - 07/26/2022
Amendments to Instrument
Effective
07/26/2022
Amendments to NI 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
Published - CSA Notice - 05/12/2022
CSA Notice
Published
05/12/2022
Request for Comment Proposed Amendments to NI 94-102
Published - CSA Notice - 09/16/2021
CSA Notice
Published
09/16/2021
94-102
Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
Effective - National Instrument - 07/03/2017
National Instrument
Effective
07/03/2017
94-102F3
Customer Collateral Report: Regulated Clearing Agency
Effective - Form - 07/03/2017
Form
Effective
07/03/2017
Notice of Implementation of NI 94-102 and Related CP
Published - CSA Notice - 01/19/2017
CSA Notice
Published
01/19/2017
Request for Comment Proposed NI 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions (includes comment letters received)
Published - CSA Notice - 01/21/2016
CSA Notice
Published
01/21/2016
91-304
Model Provincial Rule – Derivatives: Customer Clearing and Protection of Customer Collateral and Positions
Published - CSA Notice - 01/16/2014
CSA Notice
Published
01/16/2014
91-404
Derivatives: Segregation and Portability in OTC Derivatives Clearing
Published - Consultation Paper - 02/10/2012
Consultation Paper
Published
02/10/2012
News Releases Related to 94-102
Title
Date