Regulatory Instrument Details
24-102 Clearing Agency Requirements [NI]
24-102
Number
Title
Regulatory Instrument Type
Date Type
Date
24-102
Clearing Agency Requirements - Consolidated Version
As Amended - National Instrument - 06/19/2020
National Instrument
As Amended
06/19/2020
24-102F1
Clearing Agency Submission to Jurisdiction and Appointment of Agent for Service of Process - Consolidated Version
As Amended - Form - 06/19/2020
Form
As Amended
06/19/2020
24-102F2
Cessation of Operations Report for Clearing Agency - Consolidated Version
As Amended - Form - 06/19/2020
Form
As Amended
06/19/2020
24-102CP
Companion Policy to NI 24-102 - Consolidated Version
As Changed - Companion Policy - 06/19/2020
Companion Policy
As Changed
06/19/2020
Proposed Amendments Related to 24-102
No documents found
Number
Title
Regulatory Instrument Type
Status
Date
11-348
Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets
Published - CSA Notice - 12/05/2024
CSA Notice
Published
12/05/2024
24-506
Exemption for certain Crypto Asset Trading Platforms to be Recognized as Clearing Agencies
Effective - Blanket Order - 08/29/2022
Blanket Order
Effective
08/29/2022
21-504
Relief from Reporting Requirements for Regulated Entities Carrying on Business in the Province of Alberta
Effective - Blanket Order - 03/23/2020
Blanket Order
Effective
03/23/2020
11-338
CSA Market Disruption Coordination Plan
Published - CSA Notice - 10/18/2018
CSA Notice
Published
10/18/2018
24-315
Update on Enhanced Segregation and Portability Initiatives for Clearing Agencies Serving the Domestic Futures Markets
Published - CSA Notice - 02/09/2017
CSA Notice
Published
02/09/2017
24-310
Withdrawn - Status Update on Proposed Local Rules 24-503 Clearing Agency Requirements
Published - CSA Notice - 07/17/2014
CSA Notice
Published
07/17/2014
24-309
Publication of Clearing Agency Requirements in Ontario, Quebec and Manitoba
Published - CSA Notice - 12/18/2013
CSA Notice
Published
12/18/2013
Number
Title
Regulatory Instrument Type
Status
Date
24-102CP
Changes to 24-102CP
Effective - Changes to Policy - 06/12/2020
Changes to Policy
Effective
06/12/2020
24-102
Amendments to NI 24-102
Effective - Amendments to Instrument - 06/12/2020
Amendments to Instrument
Effective
06/12/2020
Amendments to NI 24-102 and Changes to 24-102CP
Published - CSA Notice - 03/19/2020
CSA Notice
Published
03/19/2020
Request for Comment - Proposed Amendments to NI 24-102 and 24-102CP
Published - CSA Notice - 10/18/2018
CSA Notice
Published
10/18/2018
Changes to Companion Policy 24-102
Published - CSA Notice - 06/03/2016
CSA Notice
Published
06/03/2016
24-102CP
Changes to 24-102CP
Effective - Changes to Policy - 06/03/2016
Changes to Policy
Effective
06/03/2016
24-102F2
Cessation of Operations Report for Clearing Agency
Effective - Form - 02/17/2016
Form
Effective
02/17/2016
24-102
Clearing Agency Requirements
Effective - National Instrument - 02/17/2016
National Instrument
Effective
02/17/2016
24-102F1
Clearing Agency Submission to Jurisdiction and Appointment of Agent for Service of Process
Effective - Form - 02/17/2016
Form
Effective
02/17/2016
24-102CP
Companion Policy to NI 24-102
Effective - Companion Policy - 02/17/2016
Companion Policy
Effective
02/17/2016
Approval of National Instrument 24-102 Clearing Agency Requirements and Companion Policy
Published - CSA Notice - 12/03/2015
CSA Notice
Published
12/03/2015
Request for Comment - Proposed National Instrument 24-102 Clearing Agency Requirements
Published - CSA Notice - 11/27/2014
CSA Notice
Published
11/27/2014
News Releases Related to 24-102
Title
Date
Jan 21, 2016