Rule Review
The Canadian Investment Regulatory Organization (CIRO) currently has three Rulebooks including the Investment Dealer and Partially Consolidated Rules (IDPC Rules), Mutual Fund Dealer Rules (MFD Rules) and the Universal Market Integrity Rules (UMIR). CIRO is in the process of merging the IDPC Rules and MFD Rules into a single rulebook. When changes or updates are required to the CIRO Rulebooks, CIRO will publish bulletins outlining the proposed amendments. The CIRO publication materials are posted in the table below.