Regulatory Instrument Details
45-516 Prospectus Exemptions for Retail Investors and Existing Security Holders [ASC Rule]
45-516
Number
Title
Regulatory Instrument Type
Date Type
Date
45-516
Prospectus Exemptions for Retail Investors and Existing Security Holders - Consolidated Version
As Amended - ASC Rule - 09/19/2025
ASC Rule
As Amended
09/19/2025
Proposed Amendments Related to 45-516
No documents found
Number
Title
Regulatory Instrument Type
Status
Date
45-321
Frequently Asked Questions about the Investment Dealer Prospectus Exemption
Published - CSA Notice - 09/08/2016
CSA Notice
Published
09/08/2016
Number
Title
Regulatory Instrument Type
Status
Date
45-516
Amendments to ASC Rule 45-516 (arising from NI 41-101)
Effective - Amendments to ASC Rule - 09/19/2025
Amendments to ASC Rule
Effective
09/19/2025
45-516
Prospectus Exemptions for Retail Investors and Existing Security Holders
Effective - ASC Rule - 01/14/2016
ASC Rule
Effective
01/14/2016
45-318
Multilateral CSA Notice 45-318 Prospectus Exemption for Certain Distributions through an Investmend Dealer
Published - CSA Notice - 01/14/2016
CSA Notice
Published
01/14/2016
45-513
Repealed - Prospectus Exemption for Distributions to Existing Security Holders - Consolidated Version
Repealed - ASC Rule - 01/14/2016
ASC Rule
Repealed
01/14/2016
45-516
Request For Comment Proposed Prospectus Exemptions for Retail Investors and Existing Security Holders (includes comment letters received)
Published - ASC Notice - 09/10/2015
ASC Notice
Published
09/10/2015
45-513
Prospectus Exemption for Distributions to Existing Security Holders
Effective - ASC Rule - 03/13/2014
ASC Rule
Effective
03/13/2014
45-313
Prospectus Exemption for Distributions to Existing Security Holders
Published - CSA Notice - 03/13/2014
CSA Notice
Published
03/13/2014
45-312
Proposed Prospectus Exemption for Distributions to Existing Security Holders (includes comment letters received)
Published - CSA Notice - 11/21/2013
CSA Notice
Published
11/21/2013
News Releases Related to 45-516
No documents found