Regulatory Instrument Details
45-516 Prospectus Exemptions for Retail Investors and Existing Security Holders [ASC Rule]
45-516
Number
Title
Regulatory Instrument Type
Date Type
Date
45-516
Prospectus Exemptions for Retail Investors and Existing Security Holders
Effective - ASC Rule - 01/14/2016
ASC Rule
Effective
01/14/2016
45-516
Amendments to ASC Rule 45-516 (arising from NI 41-101)
Effective - Amendments to Instrument - 09/19/2025
Amendments to Instrument
Effective
09/19/2025
Proposed Amendments Related to 45-516
No documents found
Number
Title
Regulatory Instrument Type
Status
Date
Amendments and Changes to Certain NIs and Policies re :Senior Tier of the Canadian Securities Exchange, the Cboe Canada Inc. and AQSE Growth Market name changes, and Majority Voting Form of Proxy Requirements
Published - CSA Notice - 06/19/2025
CSA Notice
Published
06/19/2025
45-321
Frequently Asked Questions about the Investment Dealer Prospectus Exemption
Published - CSA Notice - 09/08/2016
CSA Notice
Published
09/08/2016
Number
Title
Regulatory Instrument Type
Status
Date
45-516
Request For Comment Proposed Prospectus Exemptions for Retail Investors and Existing Security Holders (includes comment letters received)
Published - ASC Notice - 09/10/2015
ASC Notice
Published
09/10/2015
News Releases Related to 45-516
No documents found