Regulatory Instrument Details

Securities Law & Policy

31-505 Registration Exemption for Trades in Connection with Certain Prospectus-Exempt Distributions (REVOKED) [Blanket Order]

31-505
Number
Title
Regulatory Instrument Type
Date Type
Date
31-505
REVOKED - Registration Exemption for Trades in Connection with Certain Prospectus-Exempt Distributions
Effective - Blanket Order - 03/27/2010
Blanket Order
Effective
03/27/2010
Continuation of ASC Blanket Order 31-505 Registration Exemption for Trades in Connection with Certain Prospectus-Exempt Distributions
Published - ASC Notice - 03/11/2019
ASC Notice
Published
03/11/2019

Proposed Amendments Related to 31-505

No documents found
Related (0) Historic (3)
No documents found
Number
Title
Regulatory Instrument Type
Status
Date
Proposed Revocation ASC Blanket Order 31-505 and Replacement with Proposed ASC Blanket Order 31-536 (includes comment letters received)
Published - ASC Notice - 03/25/2021
ASC Notice
Published
03/25/2021
Request for Comment Proposed Revocation of Blanket Order 31-505 (includes comment letters received)
Published - ASC Notice - 08/15/2018
ASC Notice
Published
08/15/2018
Blanket Order 31-505 - Registration Exemption for Trades in Connection with Certain Prospectus-Exempt Distributions
Published - ASC Notice - 02/12/2010
ASC Notice
Published
02/12/2010

News Releases Related to 31-505

Title
Date
ASC adopts new small business finder’s exemption to facilitate capital raising
Nov 10, 2021
ASC seeks comment on proposed new small business finder’s exemption
Mar 25, 2021
ASC Provides Limited Relief for Exempt Market Dealers in Alberta
Feb 12, 2010