Regulatory Instrument Details
31-368 Client Focused Reforms: Review of Registrants’ Know Your Client, Know Your Product and Suitability Determination Practices and Additional Guidance [Joint CSA / CIRO Notice]
31-368
Number
Title
Regulatory Instrument Type
Date Type
Date
31-368
Client Focused Reforms: Review of Registrants’ Know Your Client, Know Your Product and Suitability Determination Practices and Additional Guidance
Published - CSA Notice - 12/10/2025
CSA Notice
Published
12/10/2025
Proposed Amendments Related to 31-368
No documents found
Number
Title
Regulatory Instrument Type
Status
Date
31-103
Registration Requirements, Exemptions and Ongoing Registrant Obligations - Consolidated Version
As Amended - National Instrument - 09/13/2023
National Instrument
As Amended
09/13/2023
No documents found
News Releases Related to 31-368
Title
Date