Regulatory Instrument Details

Securities Law & Policy

31-102 National Registration Database [NI]

31-102
Number
Title
Regulatory Instrument Type
Date Type
Date
31-102
National Registration Database - Consolidated Version
As Amended - National Instrument - 01/13/2014
National Instrument
As Amended
01/13/2014
31-102CP
Companion Policy to NI 31-102 - Consolidated Version
As Changed - Companion Policy - 09/28/2009
Companion Policy
As Changed
09/28/2009

Proposed Amendments Related to 31-102

No documents found
Related (0) Historic (25)
No documents found
Number
Title
Regulatory Instrument Type
Status
Date
31-102
Amendments to NI 31-102 (arising from MI 13-102)
Effective - Amendments to Instrument - 01/13/2014
Amendments to Instrument
Effective
01/13/2014
31-102
Amendments to Companion Policy 31-102 blackline (arising from NI 33-109)
Effective - Changes to Policy - 09/28/2009
Changes to Policy
Effective
09/28/2009
31-102
Amendments to NI 31-102 National Registration Database (arising from NI 33-109)
Effective - Amendments to Instrument - 09/28/2009
Amendments to Instrument
Effective
09/28/2009
31-503
Revoked - Relating to Certain Exemptions Under MI 31-102 and MI 33-109
Revoked - Blanket Order - 05/28/2008
Blanket Order
Revoked
05/28/2008
Notice and Request for Comment NI 33-109 33-109 Registration Information, CP 33-109, NI 31-102 National Registration Database and CP 31-102
Published - CSA Notice - 02/29/2008
CSA Notice
Published
02/29/2008
31-102CP
Amendments to 31-102CP
Effective - Changes to Policy - 05/15/2007
Changes to Policy
Effective
05/15/2007
31-102
Amendments to MI 31-102 National Registration Database
Effective - Amendments to Instrument - 05/15/2007
Amendments to Instrument
Effective
05/15/2007
31-102
CSA Notice of Amendments to MI 31-102 and MI 33-109
Published - CSA Notice - 02/23/2007
CSA Notice
Published
02/23/2007
31-307
Withdrawn - National Registration Database (NRD) NRD Enrolement and User Fees
Withdrawn - CSA Notice - 03/03/2006
CSA Notice
Withdrawn
03/03/2006
31-306
Withdrawn - National Registration Database (NRD) to Launch March 31, 2003
Withdrawn - CSA Notice - 03/03/2006
CSA Notice
Withdrawn
03/03/2006
31-502
Revoked - Relating to Certain Exemptions under MI 31-102 and MI 33-109
Revoked - Blanket Order - 11/14/2003
Blanket Order
Revoked
11/14/2003
31-501
Revoked - Relating to Certain Exemptions under MI 31-102 and MI 33-109
Revoked - Blanket Order - 07/03/2003
Blanket Order
Revoked
07/03/2003
31-102CP
Companion Policy to MI 31-102
Effective - Companion Policy - 03/31/2003
Companion Policy
Effective
03/31/2003
31-102
National Registration Database
Effective - Multilateral Instrument - 02/03/2003
Multilateral Instrument
Effective
02/03/2003
02/14/1985
The Registration of Floor Traders Solely to Trade on the Alberta Stock Exchange
Revoked - Blanket Order - 12/11/2002
Blanket Order
Revoked
12/11/2002
31-102
Notice of MI 31-102 and Appendix
Published - ASC Notice - 11/15/2002
ASC Notice
Published
11/15/2002
31-102
Notice of June 14, 2002 Proposal
Published - ASC Notice - 06/14/2002
ASC Notice
Published
06/14/2002
31-401
Withdrawn - Registration Forms Relating to National Registration Database
Withdrawn - CSA Notice - 12/21/2001
CSA Notice
Withdrawn
12/21/2001
Notice of December 14, 2001 Proposal
Published - ASC Notice - 12/14/2001
ASC Notice
Published
12/14/2001
27/10/1994
The Registration of Dealers Trading in Exchange Contracts and Advisers Advising Those Who Trade in Exchange Contracts
Expired - Blanket Order - 01/31/1995
Blanket Order
Expired
01/31/1995
07/27/1994
The Registration of Dealers Trading in Exchange Contracts and Advisers Advising Those Who Trade in Exchange Contracts
Revoked - Blanket Order - 10/27/1994
Blanket Order
Revoked
10/27/1994
04/28/1994
The Registration of Dealers Trading in Exchange Contracts and Advisers Advising Those Who Trade in Exchange Contracts
Revoked - Blanket Order - 07/27/1994
Blanket Order
Revoked
07/27/1994
02/03/1994
The Registration of Dealers Trading in Exchange Contracts and Advisers Advising Those Who Trade in Exchange Contracts
Revoked - Blanket Order - 04/28/1994
Blanket Order
Revoked
04/28/1994
10/28/1993
The Registration of Dealers Trading in Exchange Contracts and Advisers Advising Those Who Trade in Exchange Contracts
Revoked - Blanket Order - 02/03/1994
Blanket Order
Revoked
02/03/1994
07/28/1993
The Registration of Dealers Trading in Exchange Contracts and Advisers Advising Those Who Trade in Exchange Contracts
Revoked - Blanket Order - 10/28/1993
Blanket Order
Revoked
10/28/1993

News Releases Related to 31-102

No documents found