ASC Registrant Outreach and Education Seminar - September 2021
ASC's Registrant Outreach and Education Seminar – September 2021
Virtual
9/15/2021 9:00:00 AM
The seminar is focused on Client Focused Reforms – Implementation and Best Practices.
Agenda
9:00-9:10 a.m.
- Opening remarks John Fitzgerald (Manager, Registrant Regulation)
9:10-10:15 a.m.
Panel discussion: Client Focused Reforms – Implementation and Best Practices
- Bonnie Kuhn (Senior Legal Counsel, Market Regulation)
- Matias Pendola (Team Lead, Registrant Oversight) Brett Kimak (ATB Investment Management Inc.)
- William Buterman (Axcess Capital Advisors Inc.)
- Phil du Heaume (Philip du Heaume Professional Corporation)
10:15-10:30 a.m.
- Q&A