Ongoing Requirements for Issuers and Insiders [51-101 - 58-701]

Securities Law & Policy
Items with a dark grey background, are archived.
Instrument Number
Title
51-101
Standards of Disclosure for Oil and Gas Activities [NI]
51-102
Continuous Disclosure Obligations [NI]
51-105
Issuers Quoted In the U.S. Over-The-Counter Markets [MI]
51-107
Consultation Climate-related Disclosure Update and Request for Comment Proposed National Instrument 51-107 Disclosure of Climate-related Matters [CSA Notice]
51-201
Disclosure Standards [National Policy]
51-309
Acceptance of Certain Professional Boards [CSA Notice]
51-311
Frequently asked questions regarding NI 51-102 Continuous Disclosure Obligations [CSA Notice]
51-312
Harmonized Continuous Disclosure Review Program [CSA Notice]
51-319
Report on Staff's Second Continuous Disclosure Review of Income Trust Issuers [CSA Notice]
51-320
Options Backdating [CSA Notice]
51-322
Reporting Issuer Defaults [CSA Notice]
51-324
Glossary to NI 51-101 Standards of Disclosure for Oil and Gas Activities [CSA Notice]
51-327
Guidance on Oil and Gas Disclosure (Revised) [CSA Notice]
51-328
Continuous Disclosure Considerations Related to Current Economic Conditions [CSA Notice]
51-330
Guidance Regarding the Application of Forward-looking Information Requirements under NI 51-102 Continuous Disclosure Obligations [CSA Notice]
51-331
Report on Staff's Review of Executive Compensation Disclosure [CSA Notice]
51-333
Environmental Reporting Guidance [CSA Notice]
51-336
Issuers Using Mass Advertising [CSA Notice]
51-340
Update on Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers [CSA Notice]
51-342
Staff Review of Issuers Entering Into Medical Marijuana Business Opportunities [CSA Notice]
51-343
Venture Issuers with Securities Listed on the Bolsa de Santiago, Venture Market [CSA Notice]
51-345
Disclosure of Abandonment and Reclamation Costs in National Instrument 51-101 Standards of Disclosure for Oil and Gas Activities and Related Forms [CSA Notice]
51-348
Staff's Review of Social Media Used by Reporting Issuers [CSA Notice]
51-349
A Guide for Disclosure Improvements by Investment Entities and Non-Investment Entities that Record Investments at Fair Value [CSA Notice]
51-350
Extension of Consultation Period [CSA Notice]
51-352
Issuers with U.S. Marijuana-Related Activities (Revised) [CSA Notice]
51-353
Update on CSA Consultation Paper 51-404 Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers [CSA Notice]
51-354
Report on Climate change-related Disclosure Project [CSA Notice]
51-356
Problematic Promotional Activities by Issuers [CSA Notice]
51-357
Staff Review of Reporting Issuers in the Cannabis Industry [CSA Notice]
51-358
Reporting of Climate Change-related Risks [CSA Notice]
51-362
Staff Review of COVID-19 Disclosures and Guide for Disclosure Improvements [CSA Notice]
51-363
Observations on Disclosure by Crypto Assets Reporting Issuers [CSA Notice]
51-364
Continuous Disclosure Review Program Activities for the fiscal years ended March, 31 2022 and March 31, 2021 [CSA Notice]
51-405
Consideration of an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers [Consultation Paper]
51-514
Venture Issuers with Securities Listed on "Bolsa de Santiago, Venture" [Blanket Order]
51-516
Exemption from Paper Delivery Requirements During a Postal Service Disruption [Blanket Order]
51-517
Temporary Exemption from Certain Corporate Finance Requirements [Blanket Order]
51-518
Temporary Exemptions from Certain Requirements to File or Send Securityholder Materials [Blanket Order]
51-519
Temporary Exemption from Certain Corporate Finance Requirements with Deadlines during the Period from June 2 to August 31, 2020 [Blanket Order]
51-520
Exemption from section 150 of the Business Corporations Act Alberta - Varied [Blanket Order]
51-601
Reporting Issuers List [ASC Policy]
51-930
ASC Blanket Order Exemption from the Director Election Form of Proxy Requirement [Blanket Order]
52-107
Acceptable Accounting Principles and Auditing Standards [NI]
52-108
Auditor Oversight [NI]
52-109
Certification of Disclosure in Issuers' Annual and Interim Filings [NI]
52-110
Audit Committees [NI]
52-112
Non-GAAP and Other Financial Measures Disclosure [NI]
52-306
Non-GAAP Financial Measures [CSA Notice]
52-318
Audit Committee Follow-Up Compliance Review [CSA Notice]
52-320
Disclosure of Expected Changes in Accounting Policies Relating to Changeover to International Financial Reporting Standards [CSA Notice]
52-321
Early Adoption of International Financial Reporting Standards [CSA Notice]
52-324
Issues Relating to Changeover to International Financial Reporting Standards [CSA Notice]
52-326
IFRS Transition Disclosure Review [CSA Notice]
52-327
Certification Compliance Update [CSA Notice]
52-328
Disclosure about Accounting Policies in the Year of Changeover to International Financial Reporting Standards [CSA Notice]
52-329
Distribution Disclosures and Non-GAAP Financial Measures in the Real Estate Industry [CSA Notice]
52-403
Auditor Oversight Issues in Foreign Jurisdictions [Consultation Paper]
52-404
Approach to Director and Audit Committee Member Independence [Consultation Paper]
52-501
Exemption from National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure (EXPIRED) [Blanket Order]
52-502
Exemption from National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure [Blanket Order]
54-101
Communication With Beneficial Owners of Securities of a Reporting Issuer [NI]
54-301
Frequently Asked Questions about NI 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer [CSA Notice]
54-305
Meeting Vote Reconciliation Protocols [CSA Notice]
54-504
Form of Information Circular for a Company that is Not a Reporting Issuer [ASC Rule]
55-102
System for Electronic Disclosure by Insider (SEDI) [NI]
55-104
Insider Reporting Requirements and Exemptions [NI]
55-312
Insider Reporting Guidelines for Certain Derivative Transactions (Equity Monetization) [CSA Notice]
55-315
Frequently Asked Questions about National Instrument 55-104 Insider Reporting Requirements and Exemptions [CSA Notice]
55-316
Questions and Answers on Insider Reporting and the System for Electronic Disclosure by Insiders (SEDI) [CSA Notice]
55-317
Automatic Securities Disposition Plans [CSA Notice]
58-101
Disclosure of Corporate Governance Practices [NI]
58-201
Corporate Governance Guidelines [National Policy]
58-303
Corporate Governance Disclosure Compliance Review [CSA Notice]
58-305
Status Report on the Proposed Changes to the Corporate Governance Regime [CSA Notice]
58-316
Review of Disclosure Regarding Women on Boards and in Executive Officer Positions Year 9 Report [CSA Notice]