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Alberta Securities Commission

Home » Securities Law & Policy » Instruments & Policies

Instruments & Policies 

The ASC uses a number of regulatory instruments to administer the requirements of Alberta's securities laws. Most regulatory instruments are numbered according to the CSA numbering system.

The Regulatory Instrument Table below includes all regulatory instruments created by the ASC except for ASC Rules (General) and Notices that do not accompany a regulatory instrument.


1 Procedure and Related Matters [11-101 - 15-501]
2 Certain Capital Market Participants [21-101 - 24-501]
3 Registration Requirements and Related Matters [31-101 - 35-101]
4 Distribution Requirements [41-101 - 47-302]
5 Ongoing Requirements for Issuers and Insiders [51-101 - 58-305]
6 Takeover Bids and Special Transactions [61-301 - 62-701]
7 Securities Transactions Outside the Jurisdiction [71-101 - 72-501]
8 Mutual Fund [81-101 - 81-503]
9 Derivatives [91-503 - 91-701]
ASC Policy Statements [Old Number System]
National Policy Statements [Old Number System]
Forms
Uniform Act Policy
ASC Notices [Old Number System]

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